Investors apparently complained about securities broker Andrew Lee Feyerabend [CRD: 5915487, Greenville, Illinois], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Feyerabend has been registered with Berthel, Fisher Company Financial Services Inc. and BFC Planning Inc. since December 5, 2025, after previously working for Moloney Securities Co. Inc. from July 2, 2014, to […]

Investors potentially experienced sales practice violations by securities broker Randall Duggan [CRD: 5559097, Lynden, Washington], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Randall Duggan worked for Moloney Securities Co. Inc. from January 29, 2016, to December 5, 2025, and Moloney Securities Asset Management LLC from February 23, 2016, to December 5, […]

Investors potentially experienced sales practice violations by securities broker Matthew Robert Vance [CRD: 6446455, Manchester, Missouri], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Matthew Vance worked for Moloney Securities Co. Inc. from April 6, 2015, to September 20, 2021. Investors should continue reviewing the information below to discover more about […]

Investors apparently complained about securities broker Jeffrey Allen Morris [CRD: 2478499, Estes Park, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Morris worked for Moloney Securities Co. Inc. from March 16, 2012, to December 5, 2025, and Moloney Securities Asset Management LLC from December 9, 2016, to December 5, 2025. Continue reading […]

Investors apparently complained about securities broker John Hubert Chaney [CRD: 44529, Manchester, Missouri], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Chaney worked for Moloney Securities Co. Inc. from October 29, 2015, to December 31, 2023. See below for details about this broker’s disclosures. Moloney Securities Co. Inc. Investor […]

Investors potentially experienced sales practice violations due to securities broker Robert John Gustafson [CRD: 5753473, Epping, New Hampshire], according to disclosures on FINRA BrokerCheck. Evidently, Gustafson has been registered with Moloney Securities Co. Inc. since September 18, 2015, and with Moloney Securities Asset Management LLC since March 13, 2017. See the following information to find […]

Investors potentially experienced sales practice violations due to securities broker James John Raia [CRD: 2397301, Ridgewood, New York], according to public information on FINRA BrokerCheck. Evidently, Raia worked for Moloney Securities Co. Inc. from February 1, 2018, to June 4, 2025, and is currently registered with Emerson Equity LLC in Irvine, California, since May 7, […]

Investors potentially experienced sales practice violations due to securities broker Joseph Richard Muller [CRD: 6092175, Manchester, Missouri], according to disclosures on FINRA BrokerCheck. It appears that Muller joined Moloney Securities Co. Inc. on February 8, 2013, and Moloney Securities Asset Management LLC on February 23, 2016. Keep reading to find out more about Joseph Muller’s […]

Investors potentially experienced sales practice violations due to securities broker John Patrick Shortal (also known as Pat Shortal) [CRD: 2233172, Jerseyville, Illinois], according to public information reported on FINRA BrokerCheck. Shortal joined Moloney Securities Co. Inc. on March 30, 2012. Read below to learn more about the client disputes and allegations reported against this securities […]