Investors might have received losses because of securities broker Christopher Carl Cavallaro [CRD: 2125009, Lighthouse Point, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Cavallaro has worked for LPL Financial LLC since October 7, 2016, and Integrated Wealth Concepts LLC since October 17, 2016. Here’s more about Cavallaro’s disclosures.
Particularly, on December 30, 2024, a Lincoln Financial Advisors Corporation client filed FINRA Arbitration No. 24-02312 about Christopher Cavallaro. Supposedly, Cavallaro recommended an unsuitable oil and gas investment. Because of this, the client allegedly sustained damages. Therefore, the client requested $40,000 in compensation from Lincoln Financial Advisors Corporation or Cavallaro. Evidently, this arbitration is pending a resolution.
Specifically, a client of Lincoln Financial Advisors Corporation contested Christopher Cavallaro’s sales practices by filing FINRA Arbitration No. 24-01855 on August 30, 2024. Allegedly, Cavallaro recommended an unsuitable oil and gas investment. Therefore, the client seeks damages from Lincoln Financial Advisors Corporation or Cavallaro in the amount of $250,000 in this ongoing matter.
Also, on October 25, 2024, a Lincoln Financial Advisors Corporation client filed FINRA Arbitration No. 24-02312 about Christopher Cavallaro. Supposedly, Cavallaro recommended an unsuitable oil and gas investment. Because of this, the client allegedly sustained damages. Therefore, the client requested $150,000 in compensation from Lincoln Financial Advisors Corporation or Cavallaro. Evidently, this arbitration is unresolved.
Specifically, on October 28, 2024, a Lincoln Financial Advisors Corporation client filed FINRA Arbitration No. 24-02312 about Christopher Cavallaro. Supposedly, Cavallaro made unsuitable recommendations. Because of this, the client allegedly sustained damages on oil and gas investments. Therefore, the client requested $200,000 in compensation from Lincoln Financial Advisors Corporation or Cavallaro. Evidently, this arbitration is pending a resolution.
Additionally, a client of Lincoln Financial Advisors Corporation contested Christopher Cavallaro’s sales practices by filing FINRA Arbitration No. 24-02312 on October 28, 2024. Allegedly, Cavallaro made unsuitable recommendations in energy investments. Therefore, the client seeks damages from Lincoln Financial Advisors Corporation or Cavallaro in the amount of $579,000 in this ongoing matter.
Seeking more information about Christopher Cavallaro? If you incurred losses, get in touch with Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney concerning a potential recovery. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Cavallaro and brokerage firms Cavallaro worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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