John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Soreide Law Group is investigating possible investor claims against securities broker Christopher Grant Conness [CRD#: 4778193, Fort Lauderdale, FL]. Conness worked for (1) Global Wealth Management Investment Advisory Inc. from 2017-Present; (2) Madison Avenue Securities LLC from 2017-Present; (3) Global Financial Private Capital LLC from 2010-2018; and (4) G.F. Investment Services LLC from 2009-2017.
Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that G.F. Investment Services investors disputed Conness’ sales practices. Evidently, investors allege sales practice violations in these disputes, including that Conness made unsuitable recommendations, breached a contract, and failed to supervise. Here is a brief summary of the disclosures about Conness:
Evidently, a client of G.F. Investment Services contested Christopher Conness' sales practices by filing FINRA Arbitration #: 22-00287 on August 8, 2022. Supposedly, Conness made unsuitable recommendations, breached a contract, and failed to supervise. Allegedly, the direct investments and fixed annuities transactions connected to this securities broker caused the client to sustain damages. Therefore, the client seeks compensatory relief from G.F. Investment Services or Conness in the amount of $100,000 in this ongoing matter.
Also, a G.F. Investment Services client filed FINRA Arbitration #: 21-01759 about Christopher Conness. Specifically, the client alleged that Conness made unsuitable recommendations concerning direct investments and real estate securities. Supposedly, by acting on Conness’ advice, the client experienced damages. Therefore, on August 12, 2022, G.F. Investment Services settled this matter by paying the client $192,500.
Evidently, a G.F. Investment Services client filed FINRA Arbitration #: 21-01639 about Christopher Conness. Specifically, the client alleged that Conness made unsuitable recommendations. Because of this, the client purportedly sustained damages pertaining to investments in real estate securities. Therefore, on August 12, 2021, G.F. Investment Services settled this matter by paying the client $14,999.
Also, a client of G.F. Investment Services contested Christopher Conness' sales practices by filing FINRA Arbitration #: 20-02160. Allegedly, Conness breached a contract, breached a fiduciary duty, and made unsuitable recommendations. Supposedly, the direct investment transactions involving this securities broker resulted in damages for the client. Therefore, G.F. Investment Services opted to settle the matter on August 9, 2021, by compensating the client in the amount of $9,500.
Have you experienced damages through any sales practice violations by Christopher Conness? If so, reach out to Soreide Law Group at (888) 760-6552 to speak with a securities lawyer about a possible recovery of your investment damages. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients through a contingency fee arrangement and advances all costs. Conness and brokerage firms Conness associated with deny all allegations against them.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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