It was reported on FINRA's BrokerCheck that in October of 2012, Clyde Marshall Thornburg, CRD# 1065161, was permanently barred from association with any FINRA member in any capacity by FINRA. Thornburg allegedly traded UITs (Unit Investment Trusts), corporate debt obligations, and mutual funds in his customers’ accounts. FINRA found that Thornburg executed trades that were unsuitable for his clients because of the trade size, frequency, the customer’s investment objectives, circumstances, and financial situations. Thornburg allegedly generated $300,000 in commissions for his firm, a large portion of which he received. FINRA also alleged that Thornburg forged or had others forge the names and/or signatures of customers on forms, and provided false information involving customer risk tolerance and investment objectives.
This broker was previously registered with FINRA at the following brokerage firms listed on FINRA's BrokerCheck:
INTERNATIONAL FINANCIAL SOLUTIONS, INC.
CRD# 40375
ATLANTA, GA
08/2010 - 11/2010
WOODBURY FINANCIAL SERVICES, INC.
CRD# 421
SARASOTA, FL
12/2009 - 06/2010
NEXT FINANCIAL GROUP, INC.
CRD# 46214
VENICE, FL
08/2007 - 12/2009
If you experienced financial losses because of Clyde Marshall Thornburg, call Soreide Law Group, and speak to an attorney regarding potential recovery of your losses at 888-760-6552.
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