It was reported on FINRA's BrokerCheck that in October of 2012, Clyde Marshall Thornburg, CRD# 1065161, was permanently barred from association with any FINRA member in any capacity by FINRA. Thornburg allegedly traded UITs (Unit Investment Trusts), corporate debt obligations, and mutual funds in his customers’ accounts. FINRA found that Thornburg executed trades that were unsuitable for his clients because of the trade size, frequency, the customer’s investment objectives, circumstances, and financial situations. Thornburg allegedly generated $300,000 in commissions for his firm, a large portion of which he received. FINRA also alleged that Thornburg forged or had others forge the names and/or signatures of customers on forms, and provided false information involving customer risk tolerance and investment objectives.
This broker was previously registered with FINRA at the following brokerage firms listed on FINRA's BrokerCheck:
INTERNATIONAL FINANCIAL SOLUTIONS, INC.
CRD# 40375
ATLANTA, GA
08/2010 - 11/2010
WOODBURY FINANCIAL SERVICES, INC.
CRD# 421
SARASOTA, FL
12/2009 - 06/2010
NEXT FINANCIAL GROUP, INC.
CRD# 46214
VENICE, FL
08/2007 - 12/2009
If you experienced financial losses because of Clyde Marshall Thornburg, call Soreide Law Group, and speak to an attorney regarding potential recovery of your losses at 888-760-6552.
Investors potentially experienced sales practice violations by securities broker Russell Glenn Bedore [CRD: 4729849, Deerfield Beach, Florida], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Bedore has been registered with LPL Financial LLC since May 14, 2026, and previously worked for J.P. Morgan Securities LLC from July 15, 2013, through May 15, […]
Investors might have sustained losses due to securities broker Matthew James Kloos [CRD: 7292988, Monroeville, Pennsylvania], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Matthew Kloos worked for Cetera Investment Services LLC from February 21, 2024, to April 23, 2026, and previously worked for Mutual of Omaha Investor Services Inc. from August […]
Investors potentially experienced sales practice violations by securities broker Melissa Star Williams (also known as Melissa Star Bortfeld, Melissa Starr Williams, Melissa Williams Frasca) [CRD: 4298503, Spokane, Washington], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Williams worked for Centaurus Financial Inc. from August 28, 2015, through March 14, 2024, before registering with […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com