Investors have come forward with complaints about securities broker Craig Eugene Friedrichsen (also known as Coach Craig) (CRD: 2774629, Topeka, Kansas). Evidently, the securities broker, who worked for Voya Financial Advisors Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Voya Financial Advisors Inc. clients allege that Friedrichsen gave unsuitable advice. For more on these disclosures about Friedrichsen, see below.
Voya Financial Advisors Inc. Investor Accuses Friedrichsen Of Unsuitable Recommendations
Particularly, client of Voya Financial Advisors Inc. contested Craig Friedrichsen’s sales practices by filing FINRA Arbitration: 23-00131 on January 19, 2023. Allegedly, Friedrichsen made unsuitable recommendations. It appears that Friedrichsen caused the client to sustain damages on non-traded REITs and BDCs. Therefore, the client requested compensation from Voya Financial Advisors Inc. or Friedrichsen in the amount of $350,000.
Craig Friedrichsen Discloses Misrepresentation Allegations By Voya Financial Advisors Inc. Client
Supposedly, on September 9, 2021, a Voya Financial Advisors Inc. client filed a FINRA Arbitration about Craig Friedrichsen. Namely, the client alleged that Friedrichsen made misrepresentations. Because of this, the client allegedly sustained damages on alternative investments. Therefore, the client requested $105,000 in compensation from Voya Financial Advisors Inc. or Friedrichsen. However, this FINRA Arbitration is closed.
Friedrichsen Discloses Omissions Allegations By Voya Financial Advisors Inc. Client
Also, a client of Voya Financial Advisors Inc. contested Craig Friedrichsen’s sales practices, according to a complaint dated December 15, 2017. Allegedly, Friedrichsen made omissions concerning the risk of nonpayment of dividends. Supposedly, Friedrichsen caused the client to sustain damages on REITs. Therefore, the client requested compensation from Voya Financial Advisors Inc. or Friedrichsen in the amount of $35,000. However, the securities firm denied this complaint.
- Friedrichsen has worked for Pruco Securities LLC in Topeka, Kansas, as a securities broker since December 22, 2020.
- Friedrichsen has worked for Prudential Financial Planning Services in Topeka, Kansas, as a financial advisor since December 22, 2020.
- Friedrichsen worked for Voya Financial Advisors Inc. in Topeka, Kansas, as a securities broker from October 9, 2008, to December 18, 2020.
- Friedrichsen worked for Voya Financial Advisors Inc. in Topeka, Kansas, as a financial advisor from October 20, 2008, to December 18, 2020.
Damages Resulting From Voya Financial Advisors Inc. Securities Broker Craig Friedrichsen?
Suffer damages because of Craig Friedrichsen? If so, get in touch with Soreide Law Group at (888) 760-6552 and speak with a securities attorney about a possible recovery of your losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents investors on a contingency fee basis and advances all costs. Friedrichsen and brokerage firms Friedrichsen worked for deny any and all allegations of sales practice violations.