Investors potentially experienced sales practice violations by securities broker Daniel Coral Goodwin (also known as Dan Goodwin) [CRD: 5752768, The Woodlands, Texas], based on disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Goodwin worked for AAG Capital Inc. from March 9, 2022, to June 6, 2024, Great Point Capital LLC from June 3, 2024, to May 1, 2026, and Quincy Wells Capital LLC beginning May 1, 2026. Readers should continue reading to learn more about disclosures involving Goodwin’s securities-related activities.
Specifically, on April 2, 2026, an AAG Capital Inc. client filed FINRA Arbitration No. 26-00731 about Daniel Goodwin. Primarily, the client alleged that Goodwin made unsuitable recommendations involving direct investments and real estate securities that were allegedly inconsistent with the client’s financial condition, objectives, and risk tolerance. Because of this, the client allegedly experienced damages on those direct investments and real estate securities. As a result, the client requested $186,756.35 in compensation from AAG Capital Inc. or Goodwin. BrokerCheck indicates that this arbitration is ongoing.
Also, a client of AAG Capital Inc. disputed Daniel Goodwin’s sales practices by filing FINRA Arbitration No. 26-00174 on March 6, 2026. Allegedly, Goodwin made unsuitable recommendations concerning securities that were purportedly inconsistent with the client’s investment objectives, financial circumstances, and tolerance for risk. It appears that Goodwin allegedly caused the client to incur damages on direct investments and real estate securities. Therefore, the client seeks compensation from AAG Capital Inc. or Goodwin in the amount of $277,785.11 in this ongoing matter.
Did you suffer any investment-related losses because of Daniel Goodwin? Get in touch with Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of individuals throughout the United States. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Goodwin and brokerage firms Goodwin worked for deny allegations of sales practice violations.
Investors potentially incurred losses because of securities broker Dan John Holzer [CRD: 5779187, Wilmington, Delaware], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Holzer worked for Emerson Equity LLC from November 12, 2013, to September 14, 2022, and has been registered with Realta Equities Inc. since September 7, 2022, and Realta Investment […]
Investors potentially experienced sales practice violations by securities broker Daniel Coral Goodwin (also known as Dan Goodwin) [CRD: 5752768, The Woodlands, Texas], based on disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Goodwin worked for AAG Capital Inc. from March 9, 2022, to June 6, 2024, Great Point Capital LLC from June 3, 2024, […]
Investors potentially incurred losses because of securities broker Frederick Earl Hohensee (also known as Fred Hohensee and Freddy Hohensee) [CRD: 1431948, Elkhorn, Wisconsin], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Frederick Hohensee has worked for Abacus Investments Inc. since March 3, 1994, and Hohensee Financial Services Inc. since February […]
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