Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors potentially experienced sales practice violations by securities broker Daniel Coral Goodwin (also known as Dan Goodwin) [CRD: 5752768, The Woodlands, Texas], based on disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Goodwin worked for AAG Capital Inc. from March 9, 2022, to June 6, 2024, Great Point Capital LLC from June 3, 2024, to May 1, 2026, and Quincy Wells Capital LLC beginning May 1, 2026. Readers should continue reading to learn more about disclosures involving Goodwin’s securities-related activities.
Specifically, on April 2, 2026, an AAG Capital Inc. client filed FINRA Arbitration No. 26-00731 about Daniel Goodwin. Primarily, the client alleged that Goodwin made unsuitable recommendations involving direct investments and real estate securities that were allegedly inconsistent with the client’s financial condition, objectives, and risk tolerance. Because of this, the client allegedly experienced damages on those direct investments and real estate securities. As a result, the client requested $186,756.35 in compensation from AAG Capital Inc. or Goodwin. BrokerCheck indicates that this arbitration is ongoing.
Also, a client of AAG Capital Inc. disputed Daniel Goodwin’s sales practices by filing FINRA Arbitration No. 26-00174 on March 6, 2026. Allegedly, Goodwin made unsuitable recommendations concerning securities that were purportedly inconsistent with the client’s investment objectives, financial circumstances, and tolerance for risk. It appears that Goodwin allegedly caused the client to incur damages on direct investments and real estate securities. Therefore, the client seeks compensation from AAG Capital Inc. or Goodwin in the amount of $277,785.11 in this ongoing matter.
Did you suffer any investment-related losses because of Daniel Goodwin? Get in touch with Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of individuals throughout the United States. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Goodwin and brokerage firms Goodwin worked for deny allegations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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