Investors might have sustained losses because of securities broker Cheryl Diane Richardson (also known as Cheryl Diane Johnson) [CRD: 1807190, Freeport, Illinois], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Richardson worked for MML Investors Services LLC beginning on March 25, 2017, and previously worked for MSI Financial Services […]

Investors potentially experienced losses due to securities broker Rodney Lee Boelter (also known as Rod Boelter) [CRD: 3199789, Scottsdale, Arizona], according to disclosures on FINRA BrokerCheck. It appears that Boelter worked for MML Investors Services LLC from March 25, 2017, to August 2, 2021. He is currently registered with Osaic Wealth Inc., located in Scottsdale, […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Mark David Wolpert [CRD: 2692529, Plymouth, Minnesota]. Wolpert joined MSI Financial Services Inc. on March 25, 2017. He also previously worked for MetLife Securities. Recently, a client initiated a complaint about Wolpert, accusing him of making sales practice violations relating to REITs and variable […]

Soreide Law Group is investigating possible investor claims against securities broker Daniel Lauletta AKA Daniel James Lauletta [CRD#: 2659123, Cleveland, OH]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for MSI Financial Services. Evidently, investors allege sales practice violations in these disputes, including […]

Barred Broker Bob Boyer Involved In MML Investor Disputes The Financial Industry Regulatory Authority (FINRA) contains important disclosures in regard to securities broker Robert Joseph Boyer (“Bob Boyer”) (CRD#: 5787312, Wayne, Pennsylvania). Evidently, Boyer worked for securities firms MSI Financial Services Inc. (2012 to 2017), MML Investors Services LLC (2017 to 2020), and J. Alden […]

Securities Broker Daniel Lauletta Involved In Disputes Alleging Negligence, Misrepresentation Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that five investors filed disputes concerning securities broker Daniel James Lauletta (CRD#: 2659123, Cleveland, Ohio). Evidently, Lauletta worked for Cetera Advisor Networks from 2013 to 2016. Also, he worked as a financial advisor and a securities broker for […]

Broker Jeffrey Weiner's Sales Practices Questioned By MSI Clients Investor alert! Soreide Law Group provides you this update on investor disputes brought against securities broker Jeffrey Paul Weiner (CRD#: 2476604, New York, New York). Evidently, Weiner maintained an association with MSI Financial Services through 2017. He also worked for firms including MML Investors Services (2017 […]

MSI, Citigroup Broker Brenda Labar Seemingly Breached Fiduciary Duty Soreide Law Group is reviewing possible claims of sales practice violations against securities broker and financial advisor Brenda Louise Labar (CRD#: 4517754, Ontario, California). Apparently, Labar worked for Citigroup and MSI Financial Services before joining Pruco Securities and Prudential Financial Planning Services in July of this […]

Clients Indicate MML Broker Charles Evan Gave Bad Advice, Misrepresented Investments Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct concerning Charles Jonathan Evan (CRD#: 836083, Wellesley, Massachusetts). Namely, the securities broker, who worked for securities firms including MSI Financial Services (2015 to 2017) and MML Investors Services (2017 to 2019), […]