Investors apparently complained about securities broker David E. Trimble [CRD: 5848398, Troy, Michigan], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Trimble worked for Equitable Advisors LLC from November 24, 2010, to the present as a broker and since January 7, 2011, as a financial advisor. Read on to discover more about disclosures involving this securities broker.
Particularly, an Equitable Advisors LLC client filed FINRA Arbitration No. 23-03300 about David Trimble. Mainly, the client alleged that Trimble made unsuitable recommendations. For this reason, the client allegedly sustained damages connected to real estate securities. As a result, on January 13, 2025, Equitable Advisors LLC settled this matter by paying the client $43,013.75 in damages.
Notably, a client of Equitable Advisors LLC contested David Trimble’s sales practices, according to a complaint. Allegedly, Trimble made misrepresentations. It appears that Trimble allegedly caused the client to sustain damages relating to life insurance products. Therefore, Equitable Advisors LLC opted to settle the matter on November 3, 2022, by compensating the client in the amount of $7,400.
Also, on July 6, 2016, an AXA Advisors LLC client filed a complaint about David Trimble. Primarily, the client alleged that Trimble made misrepresentations and unsuitable recommendations. Because of this, the client allegedly incurred damages. Consequently, the client requested compensation from AXA Advisors LLC or Trimble. However, the firm denied this complaint.
Did you suffer any investment-related losses because of David Trimble? You can contact Soreide Law Group at (888) 760-6552 or online and speak with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for many clients throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Trimble and brokerage firms Trimble worked for deny any allegations of sales practice violations.
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Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]
Investors potentially experienced sales practice violations by securities broker Sung Moo Cho (also known as Sam Cho) [CRD: 5015906, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Cho was associated with Ameriprise Financial Services from January 22, 2021, to October 21, 2025, and Citigroup Global Markets from […]
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