Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
Investors apparently complained about securities broker David E. Trimble [CRD: 5848398, Troy, Michigan], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Trimble worked for Equitable Advisors LLC from November 24, 2010, to the present as a broker and since January 7, 2011, as a financial advisor. Read on to discover more about disclosures involving this securities broker.
Particularly, an Equitable Advisors LLC client filed FINRA Arbitration No. 23-03300 about David Trimble. Mainly, the client alleged that Trimble made unsuitable recommendations. For this reason, the client allegedly sustained damages connected to real estate securities. As a result, on January 13, 2025, Equitable Advisors LLC settled this matter by paying the client $43,013.75 in damages.
Notably, a client of Equitable Advisors LLC contested David Trimble’s sales practices, according to a complaint. Allegedly, Trimble made misrepresentations. It appears that Trimble allegedly caused the client to sustain damages relating to life insurance products. Therefore, Equitable Advisors LLC opted to settle the matter on November 3, 2022, by compensating the client in the amount of $7,400.
Also, on July 6, 2016, an AXA Advisors LLC client filed a complaint about David Trimble. Primarily, the client alleged that Trimble made misrepresentations and unsuitable recommendations. Because of this, the client allegedly incurred damages. Consequently, the client requested compensation from AXA Advisors LLC or Trimble. However, the firm denied this complaint.
Did you suffer any investment-related losses because of David Trimble? You can contact Soreide Law Group at (888) 760-6552 or online and speak with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for many clients throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Trimble and brokerage firms Trimble worked for deny any allegations of sales practice violations.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
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