Investors have reportedly disputed the sales practices of securities broker Debra L. Biosca (also known as Debra Rathje) [CRD: 4584010, Arlington Heights, Illinois], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Biosca worked for Arkadios Capital from September 4, 2019, to August 18, 2025, and previously worked for Triad Advisors LLC from July 19, 2018, to September 10, 2019. Investors can see below to find out more about disclosures involving Biosca.
Evidently, on February 5, 2024, a Triad Advisors LLC / Arkadios Capital client filed FINRA Arbitration No. 24-00245 about Debra Biosca. The claim alleged that Biosca communicated with clients concerning a scheme involving a former Triad registered representative. Because of this, the client allegedly experienced damages involving direct investments. As a result, the client requested compensation believed to be in excess of $34,000,000 from Triad Advisors LLC, Arkadios Capital, or Biosca. It appears that this arbitration is pending a resolution.
Particularly, a client of Triad Advisors LLC disputed Debra Biosca’s sales practices by filing FINRA Arbitration No. 24-01127 on May 23, 2024. Allegedly, Biosca made unsuitable recommendations. It appears that Biosca allegedly caused the client to sustain damages linked to direct investments. Consequently, the client seeks compensation from Triad Advisors LLC or Biosca in the amount of $100,000 in this ongoing matter.
Did you suffer any investment-related losses because of Debra Biosca? If so, reach out to Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Biosca and brokerage firms Biosca worked for deny accusations of sales practice violations.
ROBERT SCOTT SMITH (ROBERT S SMITH) is currently registered as a broker with EMERSON EQUITY LLC of Newberg, Oregon, since 4/3/2020. He was previously registered as a broker with CONCORDE INVESTMENT SERVICES LLC of Newberg, Oregon, 05/06/2011 - 04/06/2020. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, ROBERT S SMITH has 39 […]
MARILEE ANN HILL (MARILEE A HILL, MARILEE ANN HANSEN) has been registered as a broker with EMERSON EQUITY LLC of San Mateo, California, since 3/26/2020. She was previously registered with PRIMEX of Christiansted, St. Croix, VI, from 10/13/2014 - 04/20/2020. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, MARILEE A HILL has […]
Investors potentially experienced sales practice violations by securities broker Nicholas Thomas Stafford IV (also known as Nicholas Lance and Lance Stafford) [CRD: 2900449, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stafford worked for Bridge Capital Associates Inc. from January 10, 2020, to March 3, 2022, Emerson Equity […]
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