December 4, 2012

Did You Invest in Any of These Companies?

business man holding his head with text asking questions about stock broker misconduct

Securities Lawyer, Lars Soreide, of Soreide Law Group, is investigating the following investments. If your stock broker/financial advisor recommended the following investments you may be able to pursue a claim through a FINRA arbitration. Many of the brokerage firms that sold these investments carry errors and omissions insurance which may offer some level of redress for your investment losses if you qualify. Call (888) 760-6552 for a free consultation or visit http://www.SecuritiesLawyer.com for more information.

REEF Oil & Gas Income & Development Fund II - Stopped distributions July 2009

Core-Governor's Pointe TIC - Reduced distributions April 2009, stopped distributions June 2010. Recently stopped paying mortgage.

GK Properties Fund III - Stopped distributions Dec 2009

Core-Northridge Promenade TIC- Facing foreclosure

Moody-Fairfield Inn, Meadowlands TIC – Facing foreclosure

TSG Series 2007-A Debenture - TSG President, Rob Hannah prohibited from selling securities in Illinois, based in part on his failure to disclose pending litigation in the PPM for the TSG Series 2007-A Debenture. Washington State Department of Financial Institutions found that TSG made material misrepresentations or omissions in selling investments.
TSG accepted a consent order so as to resolve this issue.

Small Business Co. -CEO Karen Person charged by SEC and FBI with mail and wire fraud. Faces 20 year prison term if convicted.

Desert Capital REIT-Desert Capital was forced into involuntary bankruptcy by its creditors.

Striker Petroleum Series B3 Debenture - Litigation Release No. 21325 / December 4, 2009Securities and Exchange Commission v. Striker Petroleum, LLC, et al., Civ. Action No. 3:09-CV-2304-D (United States District Court for the Northern District of Texas, Dallas Division).Court Appoints Receiver for Dallas Oil and Gas Company and Enters Injunctions Against the Company and its Principals for Conducting Fraudulent $57 Million Debenture Offering

S H A R E   T H I S   P O S T

Recent Posts

September 5, 2026
Debra Mesle Tied To Merrill Lynch Investor Complaint Regarding Failure to Follow Instructions

Investors apparently complained about securities broker Debra Dawn Mesle (also known as Debra Dawn Hanebrink and Debbie Mesle) [CRD: 849766, Chesterfield, Missouri], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mesle worked for Merrill Lynch from June 30, 2006, to January 2, 2026, and has worked for Huntleigh Securities Corporation and Huntleigh […]

September 5, 2026
Francis Zoracki Linked To Cambridge Investment Research Client’s Unauthorized Trading Complaint

Investors potentially experienced sales practice violations by securities broker Francis Stephen Zoracki, also known as Frank Zoracki [CRD: 1363103, Irwin, Pennsylvania], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zoracki has worked for Cambridge Investment Research Inc. since September 28, 2011; Cambridge Investment Research Advisors Inc. since September 28, 2011; and Duncan […]

September 5, 2026
Loren Grabau Involved In Independent Financial Group Investor Dispute Re: Mismanagement

Investors may have suffered financial harm by securities broker and investment adviser Loren James Grabau [CRD: 6984490, Santa Maria, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Grabau worked for Independent Financial Group LLC from April 8, 2019, to August 19, 2025. See below to discover more about Grabau’s disclosures. […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved