Investors have reportedly disputed the sales practices of securities broker Dominic I. Myers [CRD: 5107939, San Diego, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Myers worked for Cetera Wealth Services LLC from May 17, 2022, to the present, Cetera Investment Advisers LLC from June 29, 2023, to the present, Cetera Advisor Networks LLC from May 18, 2022, to June 29, 2023, and Independent Financial Group LLC from August 8, 2016, to May 18, 2022. See the following information for a better understanding about disclosures involving this securities broker.
Evidently, on October 24, 2025, an Independent Financial Group LLC client filed FINRA Arbitration: 25-02329 about Dominic Myers. Primarily, the client alleged that Myers made unsuitable recommendations in connection with securities that did not align with the client’s investment objectives and risk tolerance. Because of this, the client allegedly incurred damages linked to real estate investment trusts (REITs). As a result, the client requested $300,000 in compensation from Independent Financial Group LLC or Myers. BrokerCheck shows that this arbitration awaits a resolution.
Additionally, a client of LPL Financial LLC disputed Dominic Myers’s sales practices by filing FINRA Arbitration: 16-03527. Allegedly, Myers breached his fiduciary duty, was negligent, made unsuitable recommendations, while also being connected to alleged violations of California corporations laws tied to loans made for investment properties. It appears that Myers allegedly caused the client to suffer damages relating to promissory notes, mutual funds, and cash-related investments. Therefore LPL Financial LLC opted to settle the matter on April 19, 2017, by compensating the client in the amount of $275,000.
Did you experience losses because of Dominic Myers? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of clients throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Myers and brokerage firms Myers worked for deny any accusations of sales practice violations.
JOHN LAWRENCE ALEX (JOHN L ALEX) has been registered both as a broker and financial advisor with MORGAN STANLEY of Morristown, New Jersey, since11/15/2011. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOHN L ALEX has 36 years of experience in the securities industry and has been registered with 4 firms. Alex […]
JOSEPH KELLY (JOE KELLY) has been registered as a broker with VCS VENTURE SECURITIES of New York, NY since 6/17/2026. He was previously registered with SPARTAN CAPITAL SECURITIES LLC of New York, NY from 01/13/2017 - 12/18/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH KELLY has 21 years of experience […]
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
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