The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Eric Stone (CRD: 5227654, Jacksonville, Florida). Not only has FINRA sanctioned Stone for failing to testify when FINRA investigated him for potential FINRA rule violations regarding client loans, but investors disputed his sales practices. However, Stone denies the allegations. Read on to learn more about the allegations against Stone.
Stone Barred By FINRA For Failure To Testify
Notably, FINRA issued Acceptance, Waiver, and Consent No. 2021071861301 on March 2, 2023, sanctioning Eric Stone for infractions. Allegedly, Stone failed to testify when FINRA investigated the securities broker for potential FINRA rule violations on client loans. Therefore, Stone was barred as a securities broker.
Fidelity Brokerage Services LLC Disaffiliates With Eric Stone For Client Loan
Supposedly, on June 3, 2021, Fidelity Brokerage Services LLC disaffiliated with Stone. Evidently, Fidelity Brokerage Services LLC alleged that Stone borrowed client funds.
Stone worked for Fidelity Brokerage Services LLC in Jacksonville, Florida, as a securities broker from February 18, 2008, to June 29, 2021.
Did Fidelity Brokerage Services LLC Securities Broker Eric Stone Cause You To Experience Damages?
Suffer damages because of Eric Stone? If so, get in touch with Soreide Law Group at (888) 760-6552 and speak with a securities attorney about a possible recovery of your losses. Soreide Law Group, who has effectively recovered money for hundreds of investors in all 50 states, represents investors on a contingency fee basis and advances all costs. Stone and brokerage firms Stone worked for deny any and all allegations of misconduct.
