Investors potentially experienced sales practice violations by securities broker Erick George Revelle (also known as Erick Kuebler) [CRD: 2319437, Dallas, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Erick Kuebler has been registered with Sanders Morris LLC as a securities broker since November 22, 2016, and as a financial advisor since December 12, 2016. Investors are encouraged to continue reading to discover more about the disclosures involving Kuebler.
Evidently, on December 9, 2025, a Sanders Morris LLC client filed FINRA Arbitration No. 25-02601 about Erick Kuebler. Mainly, the client alleged that Kuebler engaged in a sales practice violation. For this reason, the client allegedly incurred damages connected to private investments. Consequently, the client requested compensation from Sanders Morris LLC or Kuebler. BrokerCheck shows that this arbitration is ongoing.
Specifically, a client of J.P. Morgan Securities LLC disputed Kuebler’s sales practices by filing FINRA Arbitration No. 17-00612. Allegedly, Kuebler breached his fiduciary duty, violated state securities laws, breached a contract, and was negligent. It appears that Kuebler allegedly caused the client to sustain damages related to municipal bonds. As a result, FINRA Arbitrators issued an Award dated February 28, 2019 compelling Kuebler to compensate the client in the amount of $11,396.12.
Also, a Bear Stearns Co. Inc. client filed NASD Arbitration No. 99-01164 about Erick Kuebler. Primarily, the client alleged that Kuebler engaged in excessive trading and breached a fiduciary duty. Because of this, the client allegedly sustained damages. Therefore, on March 29, 2001, an NASD Arbitration Panel issued an Award ordering Bear Stearns Co. Inc. and Kuebler to pay the client $749,500 in damages.
Did you experience losses because of Erick Revelle Kuebler? Contact Soreide Law Group at (888) 760-6552 or online and talk to a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, our securities attorneys work on a contingency fee arrangement and advance all costs. Kuebler and brokerage firms Kuebler worked for deny accusations of sales practice violations.
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