Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Joe David Gainer Jr. [CRD: 4517367, Marianna, Florida], given the disclosures on FINRA BrokerCheck. Evidently, Joe Gainer worked for Wells Fargo Clearing Services LLC from November 10, 2016, to June 15, 2022. Keep reading to learn more about […]

Joe David Gainer Jr, a former Wells Fargo of Marianna, Florida, broker/financial advisor, was barred by the Financial Industry Regulatory Authority (FINRA) over allegations that he accepted a $3 million gift from a client. Without admitting or denying FINRA’s findings, Joe David Gainer Jr consented to the sanction and to the entry of findings that […]

Raymond James' Michael Biedny Fined By FINRA And Accused Of Sales Practice Violations The Financial Industry Regulatory Authority (FINRA) reportedly issued a suspension and fine to securities broker Michael Alan Biedny (CRD#: 867868, Clarence, New York). This is to resolve allegations of Biedny violating a FINRA rule by concealing money he received from a senior […]

Soreide Law Group, based in Pompano Beach, Florida, obtained the following information, available to the public on FINRA’s website, from FINRA’s October 2017 Disciplinary Report regarding the following broker employed in Pompano Beach, Florida: James Vincent Marino (CRD #6192459, Davie, Florida) James Marino was barred from association with any FINRA member in all capacities by […]