Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Gary Sauve [CRD: 411499, Bismarck, North Dakota]. Sauve worked for Centaurus Financial Inc. from June 4, 2015, to March 9, 2021. Sauve has faced client disputes, with allegations ranging from unsuitable investment recommendations to breaches of fiduciary duty. Continue reading to learn more about these disputes and the outcomes.
On May 6, 2024, a dispute involving Sauve’s conduct was settled for $65,245.46. FINRA Arbitration No. 23-01793. The allegations centered on Sauve giving unsuitable advice during his time at Centaurus Financial Inc.
On February 13, 2024, a client initiated FINRA Arbitration No. 22-01598, alleging that Sauve made unsuitable corporate bond recommendations while associated with Centaurus Financial Inc. This claim was settled for $10,500.
On February 8, 2024, FINRA Arbitration No. 22-02781 about Sauve was settled for $129,002. The client accused Sauve of making unsuitable recommendations.
Specifically, on January 8, 2024, FINRA Arbitration No. 23-02466 was settled for $15,000. The client alleged that Sauve gave unsuitable investment advice and breached his fiduciary duties during his time at Centaurus Financial Inc.
Evidently, on November 15, 2023, a client of Centaurus Financial Inc. filed FINRA Arbitration No. 23-03228, accusing Gary Sauve of violating his fiduciary duties and making unsuitable recommendations involving corporate bonds. The client alleged that Sauve’s actions resulted in damages, and they asked for $100,000 in compensation. This matter is currently pending a resolution.
Also, on September 27, 2023, a different client filed FINRA Arbitration No. 23-02592, alleging that Sauve breached his fiduciary duty in connection with corporate debt products. The client asked for compensation. However, the case is still pending.
Particularly, on June 15, 2023, a client filed FINRA Arbitration No. 22-02178 about Sauve, accusing him of recommending risky and illiquid securities. This dispute was settled, and the client received $27,500 in compensation.
Contact Soreide Law Group online or at (888) 760-6552 to talk with a securities attorney for more information. Sauve and the brokerage firms he worked for deny accusations of sales practice violations. Soreide Law Group has experience representing investors throughout the country. Also, the firm handles cases on a contingency basis.
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