Investors might have sustained losses due to securities broker Gregory Rock Erekson [CRD: 5168632, St. Louis, Missouri], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Erekson has been associated with Edward Jones in St. Louis, Missouri, serving as a securities broker since August 31, 2006, and as a financial advisor since March 6, 2019. See below to learn more about disclosures involving Gregory Erekson.
Evidently, on April 28, 2026, an Edward Jones client filed a written client complaint about Gregory Erekson. Mainly, the client alleged that Erekson made unsuitable recommendations, failed to fully disclose tax consequences and risks, potentially engaged in unauthorized trading, and pressured the client into additional financial decisions without reasonable tax-planning analysis. Because of this, the client allegedly sustained damages involving stocks. Therefore, the client requested $2,400,000 in compensation from Edward Jones or Erekson. BrokerCheck indicates that this complaint is pending a resolution.
Unsuitable recommendations occur when a securities broker or financial advisor recommends stock investments or transactions that are not consistent with a client's investment objectives, risk tolerance, financial situation, or other important circumstances. Brokers are expected to have a reasonable basis for recommendations. They must consider whether an investment strategy is appropriate for the client before making a recommendation.
Are you concerned about investments you made through Gregory Erekson? Get in touch with Soreide Law Group at (888) 760-6552 or online. Talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities lawyers work on a contingency fee basis and advance all costs. Erekson and brokerage firms Erekson worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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