One or more investors possibly experienced losses because of securities broker Gregory Malcolm McLeod (also known as Greg McLeod) [CRD: 2741097, Boca Raton, Florida], based on public information reported on FINRA BrokerCheck. Gregory McLeod joined Newbridge Securities Corporation on January 17, 2002. See the following information to find out more about the disclosures involving McLeod.
Evidently, a Newbridge Securities Corporation client filed FINRA Arbitration No. 24-00806 about Gregory McLeod. Supposedly, McLeod breached his fiduciary duty, was negligent, and violated Regulation Best Interest (Reg BI). For this reason, the client allegedly sustained damages linked to alternative investments involving GWG. Consequently, on July 3, 2024, Newbridge Securities Corporation settled this matter by paying the client $14,999 in damages.
Additionally, a client of Newbridge Securities Corporation contested Gregory McLeod’s sales practices by filing FINRA Arbitration No. 23-01564. Allegedly, McLeod breached his fiduciary duty, was negligent, and breached a contract relating to GWG products. Therefore, Newbridge Securities Corporation opted to settle the matter on January 3, 2024, by compensating the client in the amount of $14,999.
Also, a Newbridge Securities Corporation client filed FINRA Arbitration No. 22-02355 about Gregory McLeod. Mainly, the client alleged that McLeod breached his fiduciary duty and was negligent. Because of this, the client allegedly incurred damages connected to alternative investments. Consequently, on September 10, 2023, Newbridge Securities Corporation settled this matter by paying the client $14,999 in damages.
In addition, a client of Newbridge Securities Corporation took aim at Gregory McLeod’s sales practices in FINRA Arbitration No. 22-01502. Allegedly, McLeod recommended unsuitable alternative investments, breached his fiduciary duty, failed to supervise certain securities brokers, breached a contract, and violated FINRA Rules. Therefore, Newbridge Securities Corporation opted to settle the matter on September 25, 2023, by paying the investor $24,999.
Are you concerned regarding investments you made with Gregory McLeod? If so, contact Soreide Law Group online or at (888) 760-6552. Speak with a securities lawyer about a potential recovery. Soreide Law Group helps to recover losses for investors throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. McLeod and brokerage firms McLeod worked for deny allegations of sales practice violations.
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