May 27, 2020

Heather Weber Involved In Misrepresentation Disputes

Lars Soreide Top Rated Securities Lawyer Award 2019

Merrill Lynch's Heather Weber Allegedly Sold Unsuitable, Misrepresented Investments

Soreide Law Group is reviewing possible investor claims against Heather Peterson Weber (CRD#: 2911524, Clearwater, Florida). Evidently, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that the securities broker, who joined Merrill Lynch in 2006, is involved in 10 investor disputes. Overall, these lawsuits seem to suggest that Peterson gave bad advice and was responsible for causing her clients to experience losses. Here’s what investors had to say.

Merrill Lynch Client Indicates That Heather Weber Provided Bad Advice

Evidently, a client of Merrill Lynch filed FINRA Arbitration Claim #: 19-02789 on September 16, 2019. It appears that Heather Weber recommended unsuitable stock and options transactions to the client. Not only that, but it seems that Weber misrepresented information relating to her trading in the client’s account. For this reason, the client demanded $350,000 in damages to resolve this ongoing matter.

Client Of Merrill Lynch Suggests That Weber Made Misrepresentations

Apparently, a second Merrill Lynch client filed FINRA Arbitration Claim #: 17-00613 on May 1, 2017. It appears that Heather Weber did not disclose important facts relating to investments which the client purchased and held for over two years. Also, the client suggested that the securities broker provided unsuitable advice about options. Perhaps Weber failed to consider the client’s risk tolerance, objectives or other aspect of suitability when making recommendations. Ultimately, Merrill Lynch opted to pay the client $92,500 to resolve the matter.

Merill Lynch Settles Client Dispute About Heather Weber’s Alleged Omissions

Also, a client of Merrill Lynch contested Heather Weber’s sales practices in FINRA Arbitration Claim #: 16-01835. It seems that this client received poor advice from Weber just like other clients did. However, this client also suggested that Weber concealed or omitted important facts about investing in options. Moreover, Weber supposedly misstated information or possibly misled the client about options transactions. Evidently, in 2017, Merrill Lynch made a $265,000 payment to the client in order to settle this matter.

Lars Soreide AVVO 2020 Top Lawyer

Did Merrill Lynch Securities Broker Heather Weber Sell You Bad Investments?

Have you experienced losses by investing with Merrill Lynch securities broker Heather Weber, who also goes by Adrienne Weber? If you have, contact Soreide Law Group at (888) 760-6552 and speak with experienced counsel concerning a potential recovery of your investment losses. Soreide Law Group provides representation to clients on a contingency fee basis and advances costs. The law firm has recovered millions of dollars for clients who have experienced losses due to misconduct of securities firms and brokers like Weber.

Recent Posts

March 26, 2024
Stifel Fined $400K by FINRA

According to a recent article in Wealth Management, Stifel will pay over $400,000 to settle FINRA disciplinary charges that the firm allegedly did not properly supervise one of their registered representatives who misappropriated over $100,000 from an elderly client. Stifel agreed to the penalties without admitting or denying FINRA’s findings. In addition to a $400,000 penalty, Stifel […]

March 18, 2024
JAYSON R POCIUS Barred by FINRA

JAYSON R POCIUS, a former broker with Wells Fargo Advisors Financial Network, LLC of Arlington Heights, IL, who was registered with Wells Fargo from 2019 through June of 2023, was barred from the securities industry by FINRA on March 8, 2024, after he failed to cooperate with an investigation by the Financial Industry Regulatory Authority […]

March 15, 2024
William Savary Fined, Involved In Investor Complaint

Soreide Law Group is looking into possible investor claims on behalf of those who incurred losses through securities broker William Savary [CRD: 1069141, Gig Harbor, Washington]. Evidently, Savary joined Abraham Securities Corporation on August 12, 2021. He previously worked for Spencer-Winston Securities Corporation from October 3, 2019, to July 23, 2020. Keep reading to learn […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2022 Soreide Law Group, PLLC  |  All Rights Reserved
linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram