Investors might have sustained losses due to securities broker Jade Eagles [CRD: 5939276, Los Angeles, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eagles worked for TIAA-CREF Individual Institutional Services LLC from October 12, 2016, to November 13, 2020, and later became associated with The Wealthgarden F.S. LLC beginning January 1, 2021. Keep reading to find out more about the disclosures involving Eagles.
Specifically, on May 8, 2025, a The Wealthgarden F.S. LLC client filed a complaint about Jade Eagles. Primarily, the client alleged that Eagles made misrepresentations, made omissions, breached a fiduciary duty, breached a contract, was negligent, and failed to supervise certain representatives. For this reason, the client allegedly incurred damages linked to oil and gas investments. Consequently, the client requested $1,032,000 in compensation from The Wealthgarden F.S. LLC or Eagles.
Also, a client of TIAA-CREF Individual Institutional Services LLC contested Eagles’ sales practices, according to a complaint dated May 1, 2022. Allegedly, Eagles made unsuitable recommendations. It appears that Eagles allegedly caused the client to sustain damages. Therefore, the client sought compensation from TIAA-CREF Individual Institutional Services LLC or Eagles in excess of $5,000 in this matter. However, this complaint closed without a resolution.
Evidently, on June 15, 2015, a OneAmerica Securities client filed a complaint about Jade Eagles. Mainly, the client alleged that Eagles made misrepresentations. Because of this, the client allegedly sustained damages relating to variable annuities. As a result, the client requested $31,187 in compensation from OneAmerica Securities or Eagles. However, the firm denied this complaint.
Do you have concerns or questions regarding investments you made with Jade Eagles? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee arrangement and advances all costs. Eagles and brokerage firms Eagles worked for deny accusations of sales practice violations.
CHRISTIAN YAVIER GOMEZ (CHRISTIAN Y GOMEZ, CHRISTIAN GOMEZ) was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm with a start date of 12/15/2025. Gomez was previously registered with BROOKLIGHT PLACE SECURITIES LLC of Fountain Hills, Arizona, from 08/29/2023 - 05/20/2025. CHRISTIAN Y GOMEZ was registered with NYLIFE […]
KEITH MICHAEL DAGOSTINO (KEITH M DAGOSTINO, KEITH DAGOSTINO) was fined $25,000.00 and suspended for 24 months with a start date of 1/5/2026, and an end date of 1/4/2028. Dagostino was with AEGIS CAPITAL CORP of Melville, New York from 10/03/2014 - 11/29/2023, and was last registered with EF HUTTON LLC of Woodbury, New York from […]
Investors have reportedly disputed the sales practices of securities broker John Dennis Lowry [CRD: 4336146, New York, New York], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. John Lowry has been registered with Spartan Capital Securities LLC since July 10, 2008. See the following information to learn more about the disclosures involving […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com