Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors might have sustained losses due to securities broker Jade Eagles [CRD: 5939276, Los Angeles, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eagles worked for TIAA-CREF Individual Institutional Services LLC from October 12, 2016, to November 13, 2020, and later became associated with The Wealthgarden F.S. LLC beginning January 1, 2021. Keep reading to find out more about the disclosures involving Eagles.
Specifically, on May 8, 2025, a The Wealthgarden F.S. LLC client filed a complaint about Jade Eagles. Primarily, the client alleged that Eagles made misrepresentations, made omissions, breached a fiduciary duty, breached a contract, was negligent, and failed to supervise certain representatives. For this reason, the client allegedly incurred damages linked to oil and gas investments. Consequently, the client requested $1,032,000 in compensation from The Wealthgarden F.S. LLC or Eagles.
Also, a client of TIAA-CREF Individual Institutional Services LLC contested Eagles’ sales practices, according to a complaint dated May 1, 2022. Allegedly, Eagles made unsuitable recommendations. It appears that Eagles allegedly caused the client to sustain damages. Therefore, the client sought compensation from TIAA-CREF Individual Institutional Services LLC or Eagles in excess of $5,000 in this matter. However, this complaint closed without a resolution.
Evidently, on June 15, 2015, a OneAmerica Securities client filed a complaint about Jade Eagles. Mainly, the client alleged that Eagles made misrepresentations. Because of this, the client allegedly sustained damages relating to variable annuities. As a result, the client requested $31,187 in compensation from OneAmerica Securities or Eagles. However, the firm denied this complaint.
Do you have concerns or questions regarding investments you made with Jade Eagles? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee arrangement and advances all costs. Eagles and brokerage firms Eagles worked for deny accusations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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