Investors apparently complained about securities broker Janet Franco Gordon [CRD: 1114409, Coral Gables, Florida], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Franco Gordon worked for Raymond James Associates Inc. beginning October 16, 2023, and for Morgan Stanley from June 1, 2009, to October 18, 2023. Keep reading for details about Franco Gordon’s disclosures.
Specifically, on May 29, 2025, a Morgan Stanley client filed FINRA Arbitration No. 25-01088 about Janet Gordon. Primarily, the client alleged that Gordon made unsuitable recommendations involving a line of credit for an outside investment. Because of this, the client allegedly incurred damages. Therefore, the client requested $1,475,256 in compensation from Morgan Stanley or Gordon. It appears that this arbitration is pending a resolution.
Evidently, a client of Citigroup Global Markets disputed Janet Gordon’s sales practices, based on a complaint dated February 9, 2004. Allegedly, Gordon made unsuitable recommendations. It appears that Gordon allegedly caused the investor to sustain damages connected to mutual funds, over-the-counter equities, and stocks. Consequently, the client sought compensation from Citigroup Global Markets or Gordon in this matter. However, the firm denied this complaint.
Are you concerned regarding investments you made with Janet Gordon? Contact Soreide Law Group at (888) 760-6552 or online and speak with a securities lawyer concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Gordon and brokerage firms Gordon worked for deny allegations of sales practice violations.
Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]
Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]
Investors potentially experienced sales practice violations by securities broker Gabriel D. Candea (also known as Gabe Candea) [CRD: 5531840, Santee, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gabriel Candea worked for Emerson Equity LLC from January 14, 2022, to the present as a securities broker in Irvine, California, […]
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