Investors potentially experienced sales practice violations by securities broker Jason James Nardella (also known as Jay Nardella) [CRD: 2931678, Naples, Florida], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Nardella has been registered with Ameriprise Financial Services LLC from October 8, 1997, to the present in his broker capacity, and from August 20, 2004, to the present in his investment adviser capacity. See below to find out more about Nardella’s disclosures.
Particularly, on September 5, 2025, an Ameriprise Financial Services LLC client filed a complaint about Jason Nardella. Mainly, the client alleged that Nardella engaged in unauthorized trading. For this reason, the client allegedly sustained damages linked to stocks. Consequently, the client requested $677,817.54 in compensation from Ameriprise Financial Services LLC or Nardella. However, the firm denied this complaint.
Evidently, a client of Ameriprise Financial Services Inc. disputed Jason Nardella’s sales practices, according to a complaint. Allegedly, Nardella made unsuitable recommendations. It appears that Nardella allegedly caused the investor to sustain damages associated with real estate securities. As a result, Ameriprise Financial Services Inc. opted to settle the matter on November 4, 2013, by compensating the client in the amount of $60,000.
Also, on September 4, 2008, an Ameriprise Financial Services Inc. client filed a complaint about Jason Nardella. Primarily, the client alleged that Nardella recommended investments which poorly performed. Because of this, the client allegedly incurred damages connected to mutual funds and stocks. Therefore, the client requested $38,000 in compensation from Ameriprise Financial Services Inc. or Nardella. However, the firm denied this complaint.
Do you have concerns or questions regarding investments you made with Jason Nardella? You can get in touch with Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm works on a contingency fee arrangement and advances all costs. Nardella and brokerage firms Nardella worked for deny allegations of sales practice violations.
JOHN LAWRENCE ALEX (JOHN L ALEX) has been registered both as a broker and financial advisor with MORGAN STANLEY of Morristown, New Jersey, since11/15/2011. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOHN L ALEX has 36 years of experience in the securities industry and has been registered with 4 firms. Alex […]
JOSEPH KELLY (JOE KELLY) has been registered as a broker with VCS VENTURE SECURITIES of New York, NY since 6/17/2026. He was previously registered with SPARTAN CAPITAL SECURITIES LLC of New York, NY from 01/13/2017 - 12/18/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH KELLY has 21 years of experience […]
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
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