Investors potentially experienced sales practice violations because of securities broker Jason Keith Norton [CRD: 4776196, Carrollton, Georgia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Norton has worked with LPL Financial LLC since July 20, 2011, and also with Independent Advisor Alliance LLC since September 24, 2018. Below, individuals can understand more about the client complaints and disclosures involving Norton.
Evidently, a client of LPL Financial LLC contested Jason Norton’s sales practices, based on a complaint dated August 12, 2024. Allegedly, Norton made misrepresentations. Supposedly, Norton caused the client to sustain damages on real estate investment trusts (REITs). Consequently, the client sought compensation from LPL Financial LLC or Norton in the amount of $81,957.00 in this matter. However, the firm denied this complaint.
Also, an LPL Financial LLC client filed FINRA Arbitration No. 24-01460 about Jason Norton. Supposedly, Norton made unsuitable recommendations relating to real estate securities, given the client’s risk tolerance and goals. Therefore, on May 6, 2025, LPL Financial LLC settled this matter by paying the client $19,000.00 in damages.
Are you concerned regarding investments you made with Jason Norton? If so, you should contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group is experienced with recovering losses for investors throughout the country. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Norton and brokerage firms Norton worked for deny allegations of sales practice violations.
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Investors might have sustained losses due to securities broker William H. Grant [CRD: 4219455, Duluth, Georgia], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Grant has been registered with Merrill Lynch since October 23, 2009, as both a securities broker and financial advisor. Investors are encouraged to continue reading to find […]
Investors apparently complained about securities broker James Francis Martin [CRD: 1218618, West Conshohocken, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin worked for Morgan Stanley from April 4, 2016, to December 2, 2022. See the following information to discover more about disclosures involving Martin and allegations reported on FINRA BrokerCheck. Martin […]
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