Investors might have sustained losses due to financial advisor Jason Matthew Peroni (also known as Jay Peroni) [CRD: 2754901, Charleston, South Carolina], according to SEC Investment Adviser Public Disclosure. Specifically, Jason Peroni was registered with Faith Investor Services from September 14, 2023, through April 24, 2026. See below to discover more about disclosures involving Jason Peroni.
Faith Investor Services Disaffiliated With Jay Peroni For Alleged Unauthorized Activities
Evidently, on March 25, 2026, Faith Investor Services discharged Peroni. Mainly, Faith Investor Services alleged that Peroni used a personal email account rather than the firm's approved communication system and did not provide requested information concerning clients and trades. The firm also stated that it was reviewing his communications and disclosures to clients and prospective clients, access to trading platforms, and trading history. According to the disclosure, Peroni did not provide information requested during the firm's internal review.
Jason Peroni Disclosed Omissions Allegations By Ameriprise Financial Services Inc. Client
Additionally, a client of Ameriprise Financial Services Inc. contested Jason Peroni’s sales practices, according to a complaint dated June 23, 2012. Allegedly, Peroni failed to disclose surrender charges associated with a variable annuity. It appears that Peroni allegedly caused the client to experience damages connected to mutual funds and variable annuities. Therefore, the client sought compensation from Ameriprise Financial Services Inc. or Peroni in the amount of $44,000 in this matter. The complaint was denied on August 1, 2012.
Did you experience losses because of Jason Peroni? Get in touch with Soreide Law Group at (888) 760-6552 or online and speak to a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the country. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Peroni and brokerage firms Peroni worked for deny accusations of sales practice violations.
