Investors potentially incurred losses because of securities broker Jeffrey Michael Warren (also known as Jeff Warren) [CRD: 5616071, Antioch, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Warren worked for Crown Capital Securities L.P. from February 7, 2013, to February 14, 2024, and has been registered with Vanderbilt Securities […]

Investors might have sustained losses because of securities broker Jason Douglas Stone [CRD: 5455271, Orange, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Stone worked for Arkadios Capital beginning March 7, 2024, and for Secura Financial beginning September 30, 2013; he previously worked for Crown Capital Securities […]

Investors apparently complained about securities broker Jesus Quezada [CRD: 5117930, Alhambra, California], according to public information on FINRA BrokerCheck. Evidently, Quezada has been registered with Alexander Capital L.P. since January 3, 2023, and Alexander Capital Wealth Management LLC since January 4, 2023. Previously, he worked for Crown Capital Securities L.P. from February 27, 2017, to […]

Investors reportedly complained about securities broker Dennis Michael Haywood II (also known as Denny Haywood) [CRD: 5850275, Land O’ Lakes, Florida], according to disclosures on FINRA BrokerCheck. Evidently, Haywood worked for Crown Capital Securities, L.P. from March 18, 2013, to January 5, 2022. Keep reading to find out more about Haywood’s disclosures and the disputes […]

Investors might have sustained losses due to Larry Joseph Michaels [CRD: 4351477, Orange, California], and FINRA sanctioned the securities broker, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Larry Michaels has been registered with Crown Capital Securities L.P. since October 16, 2012. Continue reading to learn more about the disclosures linked to […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Tim Paul Peyton [CRD: 1773817, Gretna, Louisiana], given the disclosures on FINRA BrokerCheck. Evidently, Tim Peyton worked for Salomon Smith Barney from April 1994 to April 2001. Crown Capital Securities LP Investor Accused Peyton Of Unsuitable Recommendations Particularly, […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker David Bruce McMillen [CRD: 1198070, Boulder, Colorado], given the disclosures on FINRA BrokerCheck. Evidently, McMillen joined Crown Capital Securities LP on January 2, 2003. During his employment, clients filed complaints about his sales practices. Continue reading to uncover […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have experienced financial losses through the actions of Richard W. Jackman (also known as Rich Jackman) [CRD: 2501641, Orange, California]. Particularly, Jackman has been registered with Crown Capital Securities L.P. as both a broker and an investment adviser since December 19, […]