Investors possibly experienced losses because of securities broker Jeffry Neal Carel (also known as Jeff Carel) [CRD: 4935789, Edmond, Oklahoma], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jeffry Carel worked for JP Morgan Securities LLC from October 1, 2012, to October 25, 2023, before his current employment with Wells Fargo Clearing Services LLC starting October 12, 2023. Below, you’ll find a summary of the securities broker’s disclosures.
Specifically, on February 7, 2024, a JP Morgan Securities LLC client filed a complaint about Jeffry Carel. Mainly, the client alleged that Carel made unsuitable investment recommendations. For this reason, the client requested $40,000 in compensation from JP Morgan Securities LLC or Carel. However, the securities firm denied this dispute.
Also, a client of JP Morgan Securities LLC contested Jeffry Carel’s sales practices by filing FINRA Arbitration No. 20-02642. Allegedly, Carel did not properly execute an order to sell stocks. It appears that Carel caused the client to sustain damages. As a result, JP Morgan Securities LLC opted to settle the matter on August 27, 2021, by compensating the client in the amount of $35,000.
Specifically, a client filed a complaint about Jeffry Carel. Supposedly, Carel failed to follow instructions regarding a managed account investment. Therefore, on November 4, 2011, Chase Investment Services Corp. settled this matter by paying the client $19,577.51 in damages.
Did you experience losses because of Jeffry Carel? If so, contact Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney regarding a potential recovery. Soreide Law Group investment loss lawyers help individuals throughout the United States, work on a contingency fee basis, and advance all costs. Carel and brokerage firms Carel worked for deny accusations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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