Investors apparently complained about securities broker Juan Pablo Benavides [CRD: 4288007, Miami, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benavides has worked for Merrill Lynch as a securities broker since November 22, 2000, and as a financial advisor since March 15, 2004. See below to find out more about […]

Investors potentially experienced sales practice violations by securities broker James A. Lothspeich [CRD: 4187811, Pocatello, Idaho], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lothspeich worked for Edward Jones from August 21, 2000, to October 10, 2025. Continue reading to learn more about Lothspeich’s disclosures. Edward Jones Client Alleged Sales Practice Violations Regarding […]

Investors potentially experienced sales practice violations by securities broker David L. Petray [CRD: 1974569, Costa Mesa, California], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Petray has worked for Syndicated Capital Inc. as a securities broker since July 6, 2001, and as a financial advisor since January 8, 2021. See below to […]

Investors apparently complained about securities broker Michael Edward Orlowski [CRD: 4922316, Syosset, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Orlowski has been registered with Commerce One Financial Inc. since March 4, 2005. Investors should continue reading to discover more about disclosures involving this securities broker. Commerce […]

Investors potentially experienced sales practice violations by securities broker Jeffrey Michael Thure [CRD: 2687213, Melville, New York], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jeffrey Thure worked for Aegis Capital Corp. from May 2, 2013, to the present, and previously worked for Maxim Group LLC from October 23, 2002, to April 30, […]

Investors apparently complained about securities broker Matthew Hugh Hurley [CRD: 1682165, San Diego, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hurley worked for Wells Fargo Clearing Services LLC from September 15, 2015, to April 13, 2020, and has been registered with Independent Financial Group LLC since March 18, 2020. Investors are […]

Investors potentially experienced sales practice violations by securities broker John Francis Femiano [CRD: 2132030, Red Bank, New Jersey], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. John Femiano worked for Alexander Capital LP beginning April 6, 2023, previously for A.G.P. / Alliance Global Partners from May 18, 2021, to April 25, […]

Investors apparently complained about securities broker George Mauae Purdy [CRD: 5865750, Kailua Kona, Hawaii], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Purdy worked for Cetera Wealth Services LLC beginning on January 13, 2025, and for Cetera Investment Advisers LLC beginning on January 24, 2025, following prior registrations with firms […]

Investors potentially incurred losses because of securities broker Christian Harvey Johnston [CRD: 2601094, Olive Branch, Mississippi], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Johnston worked for LPL Financial LLC starting on November 30, 2022, after previously working for Infinex Investments Inc. from December 2, 2013, to November 30, 2022. […]