Investors potentially sustained damages through securities broker Borami Yoon (also known as Jennifer Yoon) [CRD: 6864788, Menlo Park, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Borami Yoon joined Morgan Stanley on June 20, 2019. Below, you’ll find a summary of Borami Yoon’s disclosures.
Particularly, on June 20, 2024, a Morgan Stanley client filed FINRA Arbitration No. 24-01171 about Jennifer Yoon. Mainly, the client alleged that Yoon made misrepresentations with respect to investments. As a result, the client requested $200,000 in compensation from Morgan Stanley or Yoon. Evidently, this arbitration is pending a resolution.
Also, a client of Morgan Stanley contested Jennifer Yoon’s sales practices, according to a complaint dated March 25, 2021. Allegedly, Yoon made misrepresentations about an investment strategy used in the client's accounts. For this reason, the client sought damages from Morgan Stanley or Yoon in the amount of $25,000 in this matter. This complaint was denied on April 22, 2021.
Did you suffer financially because of Jennifer Yoon? You could reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has obtained recoveries for many investors throughout the United States, works on a contingency fee basis, and advances all costs. Yoon and brokerage firms Yoon worked for deny accusations of sales practice violations.
LINCOLN LUCAS MASON (LINCOLN L MASON) formerly of Edward Jones of Arnolds Park, Iowa, from 03/29/2019 - 12/23/2021, was suspended for 90 days and fined $5,000.00 by FINRA. Mason was previously registered both as an investment advisor and as a broker. According to the FINRA report, without admitting or denying FINRA’s findings, LINCOLN L MASON […]
Investors have reportedly disputed the sales practices of securities broker John Howard Saunders [CRD: 870131, Vero Beach, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Saunders has been registered with UBS Financial Services Inc. since May 11, 2007, operating from both Vero Beach, Florida, and Roanoke, Virginia. Read on to discover […]
Investors potentially experienced sales practice violations due to securities broker Edward Muster [CRD: 1012341, Boca Raton, Florida], based on public information on FINRA BrokerCheck. Evidently, Edward Muster worked for Herbert J. Sims Co. Inc. from May 14, 1998, to July 7, 2020. Keep reading to find out more about Edward Muster’s disclosures. Herbert J. Sims […]
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