One or more investors possibly experienced losses because of securities broker Jie Zheng [CRD: 4187935, New York, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zheng previously worked for Allied Millennial Partners LLC from January 17, 2014 to January 3, 2020. Read the following sections to know more about Zheng’s client disputes reported to FINRA.
Notably, a FINRA Arbitration No. 25-00434 was filed by a client about Jie Zheng. The client alleged that Zheng made unsuitable recommendations involving real estate securities. Because of this, the client allegedly experienced damages relating to REITs purchased in 2015. Consequently, on April 16, 2025, Allied Millennial Partners LLC settled this matter by paying the client $65,000.00 in damages.
Zheng was also named in two earlier client disputes involving other firms. One, dated February 1, 2013, involved allegations of unsuitability and settled for $20,000. Another, dated December 10, 2007, alleged the securities broker engaged in unsuitable trading given the client's investment objectives. That matter settled for $8,200.
Are you concerned regarding investments you made through Jie Zheng? You can touch base with Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm works on a contingency fee arrangement and advances all costs. Zheng and brokerage firms Zheng worked for deny accusations of sales practice violations.
Investors might have sustained financial harm through WestPark Capital Inc. [CRD: 39914, Los Angeles, California], according to publicly available information found on Financial Industry Regulatory Authority BrokerCheck. WestPark Capital has been registered with FINRA since 1996 and maintains its headquarters in Los Angeles, California. Keep reading to discover more about the regulatory action involving the […]
Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]
Investors potentially experienced sales practice violations by securities broker Sung Moo Cho (also known as Sam Cho) [CRD: 5015906, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Cho was associated with Ameriprise Financial Services from January 22, 2021, to October 21, 2025, and Citigroup Global Markets from […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com