Soreide Law Group is looking into possible investor claims against securities broker Joan Ella Burgio (also known as Joanie Burgio) (CRD: 5397635, Chevy Chase, Maryland). Particularly, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Allegedly, Burgio engaged in an undisclosed outside business activity. Here is a brief summary of FINRA’s allegations against Burgio.
Particularly, FINRA issued Case: 2021072641301 on November 15, 2022, sanctioning Joan Burgio for infractions. Allegedly, Burgio engaged in an undisclosed outside business activity involving a private investment firm. Therefore, Burgio agreed to pay a $3,500 fine and serve a 60-day suspension as securities broker.
Did you suffer damages due to the actions of Joan Burgio? If you have, then contact Soreide Law Group at (888) 760-6552 and speak with an investment lawyer about a possible recovery of your investment losses. Soreide Law Group, who has effectively recovered money for hundreds of investors across the United States, represents clients on a contingency fee basis and advances all costs. Burgio and brokerage firms Burgio worked for deny any and all allegations of sales practice violations.
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