John Femiano Linked To Aegis Capital Corp. Investor Dispute About Unsuitable Advice

Investors potentially experienced sales practice violations by securities broker John Francis Femiano [CRD: 2132030, Red Bank, New Jersey], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. John Femiano worked for Alexander Capital LP beginning April 6, 2023, previously for A.G.P. / Alliance Global Partners from May 18, 2021, to April 25, 2023, and earlier for Aegis Capital Corp. from November 20, 2012, to May 26, 2021. Investors can see below to find out more about disclosures involving this individual.

Aegis Capital Corp. Investor Accused Femiano Of Unsuitable Recommendations

Particularly, a client filed a complaint about John Femiano. Mainly, the client alleged that Femiano made unsuitable recommendations. For this reason, the client allegedly experienced damages. Therefore, on April 13, 2023, Aegis Capital Corp. settled this matter by paying the client $20,000 in damages.

Aegis Capital Corp. Investor Accused John Femiano Of Failure To Execute

Also, an Aegis Capital Corp. client filed a complaint about John Femiano. Primarily, the client alleged that Femiano failed to execute a stop loss order. Because of this, the client allegedly incurred damages relating to stocks. As a result, on September 6, 2018, Aegis Capital Corp. settled this matter by paying the client $36,272 in damages.

Aegis Capital Corp. Investor Accused Femiano Of Unsuitable Recommendations, Breach Of Fiduciary Duty, And Negligence

Evidently, an Aegis Capital Corp. client filed FINRA Arbitration No. 17-00477 about John Femiano. Mainly, the client alleged that Femiano breached his fiduciary duty, made unsuitable recommendations, and was negligent. For this reason, the client allegedly sustained damages. Consequently, on September 25, 2017, Aegis Capital Corp. settled this matter by paying the client $14,999 in damages.

Did You Sustain Losses Because Of Securities Broker John Femiano?

Did you experience losses because of John Femiano? You can contact Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm takes cases on a contingency fee basis and advances all costs. Femiano and brokerage firms Femiano worked for deny allegations of sales practice violations.