John Suess Linked To Stifel Nicolaus Investor Dispute About Breach Of Fiduciary Duty

Investors might have sustained losses due to securities broker John Eric Suess [CRD: 1950146, Santa Rosa Beach, Florida], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Suess has worked for Stifel Nicolaus since January 23, 2014, where he is registered as both a broker and investment adviser. Readers should continue reviewing this article to find out more about client disputes involving Suess.

Stifel Nicolaus Investor Accused Suess Of Misrepresentation

Specifically, on August 19, 2025, a Stifel Nicolaus client filed FINRA Arbitration No. 25-01723 about John Suess. Mainly, the client alleged that Suess made misrepresentations, breached his fiduciary duty, was negligent, and violated state securities laws. Because of this, the client allegedly experienced damages linked to municipal bonds and mutual funds. Therefore, the client requested $200,000 in compensation from Stifel Nicolaus or Suess. It appears that this arbitration is pending a resolution.

John Suess Disclosed Excessive Commissions Allegations By Wells Fargo Advisors Client

Evidently, a client of Wells Fargo Advisors LLC contested John Suess’s sales practices, according to a complaint dated September 12, 2013. Allegedly, Suess charged excessive commissions and made misrepresentations. It appears that Suess allegedly caused the client to experience damages associated with options. As a result, the client sought compensation from Wells Fargo Advisors LLC or Suess in an amount believed to be $5,000 or more in this matter. However, the firm denied this complaint.

A.G. Edwards Investor Accused Suess Of Unsuitable Recommendations

Also, on November 8, 2007, an A.G. Edwards Sons Inc. client filed a complaint about John Suess. Primarily, the client alleged that Suess made unsuitable recommendations. For this reason, the client allegedly incurred damages relating to stocks. Consequently, the client requested $550,000 in compensation from A.G. Edwards Sons Inc. or Suess. However, this complaint closed without a resolution.

Did You Invest With Financial Advisor / Securities Broker John Suess?

Do you have concerns or questions regarding investments you made with John Suess? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Suess and brokerage firms Suess worked for deny allegations of sales practice violations.