Investors potentially experienced sales practice violations by securities broker James Charles Killeen [CRD: 2666093, Pasadena, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. James Killeen worked for Stifel Nicolaus Company Incorporated from July 6, 2009, to February 23, 2024. Read on to discover more about the disclosures involving this securities […]

Investors apparently complained about securities broker Kenneth Carl Ramos [CRD: 2553426, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kenneth Ramos worked for Stifel Nicolaus Company Incorporated beginning November 2, 2017. Investors are encouraged to continue reading to discover more about the securities broker’s disclosures. Stifel Investor Accused Ramos […]

FINRA suspended securities broker Jonathon Mark Webster (also known as Jon Webster) [CRD: 1286778, Carlsbad, California], and investors complained about him, according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jonathon Webster worked for Stifel Nicolaus Company Incorporated from December 6, 2019, to February 15, 2024. See the following information to find […]

Investors potentially experienced sales practice violations by securities broker Francis Patrick Cunningham (also known as Fran Cunningham) [CRD: 2105075, Memphis, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cunningham worked for Stifel Nicolaus from April 4, 2025, to December 5, 2025, and later for B. Riley Wealth Management from November 14, 2025, […]

Investors potentially experienced sales practice violations by securities broker Timothy Darragh [CRD: 1897635, Chicago, Illinois], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Timothy Darragh has worked for Stifel Nicolaus since February 25, 2016. Investors can see below to find out more about the disclosures involving this securities broker. Stifel Nicolaus Investor […]

Investors might have sustained losses due to securities broker John Eric Suess [CRD: 1950146, Santa Rosa Beach, Florida], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Suess has worked for Stifel Nicolaus since January 23, 2014, where he is registered as both a broker and investment adviser. Readers should continue reviewing this […]

Investors apparently complained about securities broker Robert Macaluso [CRD: 1348161, Boca Raton, Florida], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Macaluso worked for Stifel Nicolaus Company Incorporated from April 30, 2010, to July 10, 2024. Keep reading to discover more about Macaluso’s disclosures. Stifel Investor Accused Macaluso […]

Investors apparently complained about securities broker Adam Michael Chustz [CRD: 4129813, Paducah, Kentucky], based on disclosures on FINRA BrokerCheck. Evidently, Chustz worked for Edward Jones in Paducah, Kentucky, from March 28, 2000, to February 9, 2018, and has been registered with Stifel Nicolaus since February 13, 2018, in Paducah, Kentucky, and St. Louis, Missouri. Read […]

Investors might have sustained losses because of securities broker Danny Kay Davis [CRD: 853374, Omaha, Nebraska], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Davis worked for Stifel Nicolaus Company Incorporated from March 5, 2009 to June 24, 2025. Read on to know more about the nature of the investor […]