Investors might have sustained losses due to securities broker Joseph Philip Tartaglini Jr. [CRD: 4963465, Reno, Nevada], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Tartaglini has been registered with J.P. Morgan Securities LLC since August 18, 2017, where he has served as both a broker and an investment adviser. Investors are encouraged to continue reading to learn more about disclosures involving Tartaglini and client complaints reported on FINRA BrokerCheck.
Particularly, on August 27, 2025, a J.P. Morgan Securities LLC client filed a complaint about Joseph Tartaglini. Mainly, the client alleged that Tartaglini recommended investments which poorly performed. Because of this, the client allegedly experienced damages relating to mutual funds. As a result, the client requested $425,000 in compensation from J.P. Morgan Securities LLC or Tartaglini. The complaint was later denied and closed without action on September 22, 2025.
Also, a client of J.P. Morgan Securities LLC disputed Tartaglini’s sales practices, according to a complaint. Allegedly, Tartaglini made unsuitable recommendations. It appears that Tartaglini caused the client to sustain damages relating to mutual funds. Consequently, J.P. Morgan Securities LLC opted to settle the matter on May 14, 2020, by compensating the client in the amount of $24,419.90.
Do you have concerns or questions regarding investments you made with Joseph Tartaglini? You can contact Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients located throughout the US. Also, the firm represents investors on a contingency fee basis and advances all costs. Tartaglini and brokerage firms Tartaglini worked for deny allegations of sales practice violations.
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