Judith Dolle Involved In LPL Financial Corporation Investor Dispute About Unsuitable Advice

Investors might have sustained losses due to securities broker Judith Ann Dolle (also known as Judith Ann Davidson, Judith Ann Levy, Judith Ann Metzger, and Judith Ann Williams) [CRD: 826135, Rancho Mirage, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Judith Dolle worked for LPL Financial LLC from November 22, 2013, to February 13, 2023. Read on to find out more about the disclosures tied to Dolle’s record.

LPL Financial Corporation Investor Accused Dolle Of Unsuitable Recommendations

Particularly, an LPL Financial Corporation client filed FINRA Arbitration No. 24-01787 about Judith Dolle. Mainly, the client alleged that Dolle made unsuitable recommendations involving a non-traded real estate investment trust. For this reason, the client allegedly incurred damages associated with the REITs. Consequently, on September 19, 2025 LPL Financial Corporation settled this matter by paying the client $110,000 in damages.

Judith Dolle Disclosed Unsuitable Advice Allegations By LPL Financial LLC Client

Additionally, a client of LPL Financial LLC disputed Judith Dolle’s sales practices by filing FINRA Arbitration No. 24-00296. Allegedly, Dolle gave unsuitable advice because the investments were not appropriate for the client’s risk tolerance and investment objectives. It appears that Dolle allegedly caused the client to sustain damages linked to real estate securities. As a result LPL Financial LLC agreed to settle the matter on May 6, 2025, by compensating the client in the amount of $38,500.

Securities Service Network Investor Accused Dolle Of Omissions And Misleading Investment Information

Notably, on August 2, 2012, a Securities Service Network client filed a complaint about Judith Dolle. Primarily, the client alleged that Dolle made omissions regarding charges and fees and used misleading performance information. Because of this, the client allegedly incurred damages connected to REITs and mutual funds. Therefore, the client requested $14,013.99 in compensation from Securities Service Network or Dolle. However, the firm denied this complaint.

Did You Sustain Losses Because Of Securities Broker / Financial Advisor Judith Dolle?

Did you experience losses because of Judith Dolle? Get in touch with Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities lawyers represent investors on a contingency fee arrangement and advance all costs. Dolle and brokerage firms Dolle worked for deny allegations of sales practice violations.