Investors may have experienced financial losses because of Kathryn Jo Hackney, also known as Kathryn Hackney and Kathryn Ohlin [CRD: 1548894, Orange, California], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kathryn Hackney joined LPL Financial LLC in Orange, California on May 18, 2022, and previously worked for CUNA Brokerage Services Inc. from August 24, 2018, to May 18, 2022. Read on to discover more about the specific disclosures tied to Kathryn Hackney.
Particularly, on November 14, 2023, an LPL Financial LLC client filed FINRA Arbitration No. 23-03188 concerning Hackney. Supposedly, Hackney made an unsuitable recommendation to purchase real estate investment trusts in 2016. As a result, the client requested $150,000 in compensation from LPL Financial LLC or Hackney. Evidently, this arbitration is pending a resolution.
Particularly, on May 2, 2006, a Citicorp Investment Services client filed a complaint about Hackney. The client alleged that Hackney misinformed the customer about insurance costs, maintenance of insurance plans, and premiums. Because of this, the client allegedly sustained damages that amounted to $11,199.60. The firm denied the complaint on May 23, 2006.
Suffered losses because of any sales practice violation by financial advisor / securities broker Kathryn Hackney? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for many clients in the US, works on a contingency fee basis, and advances all costs. Hackney and brokerage firms she worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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