November 9, 2026

Kelley Slaught Of Centaurus Financial: Pending REIT And Partnership Claims

Customer claims update, BrokerCheck record review icon, Soreide Law Group

Kelley Slaught (CRD 1126586) calls the pending customer claims on her BrokerCheck report "completely without merit." The products listed include non-traded REITs and a limited partnership, and each claim names Centaurus Financial as the firm. No arbitrator has ruled on any of them. Her report also lists settled disputes from 2024 and 2026.

Kelley Slaught: summary of the public FINRA record, from Soreide Law Group

What Happened In The Kelley Slaught Settlements Of 2024 And 2026?

Customers filed docket 25-00615 on March 26, 2025, seeking $100,000. They alleged that Slaught recommended and misrepresented unsuitable, high-risk, illiquid investments. BrokerCheck lists non-traded REIT products, and the dispute settled on April 21, 2026 for $65,000. In her statement, Slaught says her broker/dealer settled "unilaterally and without my agreement" and that she paid nothing toward it.

The earlier matter began on March 13, 2024 under docket 24-00495. That customer alleged that in April of 2019 Slaught recommended an unsuitable, high-risk, illiquid investment. The disclosure lists high-yield bonds and other alternative investments. It sought $100,000 and settled on April 10, 2024 for $22,000, and her statement again says she made no monetary contribution.

Which Investments Are At Issue In Kelley Slaught's Pending Claims?

The newest pending claim, docket 26-02153, arrived on September 28, 2026 and seeks $100,000. According to the customers, Slaught recommended high-risk, illiquid investments in or about 2017. BrokerCheck lists a limited partnership or DPP. Kelley Slaught's statement says she "vehemently" denies any wrongdoing.

A customer filed docket 26-00838 on April 24, 2026, and that pending claim seeks $427,000. The customer alleges that around 2018 Slaught recommended unsuitable, high-risk, illiquid investments, listed as non-traded REIT products. In response, Slaught states the investments were suitable and fit the customer's objectives.

Docket 26-00730, filed April 10, 2026, remains pending and seeks $125,000. Here the customer alleges that in or around 2016 Slaught recommended high-risk, speculative and illiquid investments in non-traded REIT products. BrokerCheck reports for Timothy Neil Tremblay (CRD 1201542) list the same case number. Slaught's statement says the customers confirmed in writing that they received the investment documents.

Customers opened case 25CV07928 on December 29, 2025, and that pending claim seeks $500,000. They allege that Slaught's recommendations were risky. Her statement on this claim denies any wrongdoing and calls the investments suitable.

Why Do Partnerships And Non-Traded REITs Tie Up Money?

A direct participation program, often set up as a limited partnership, passes income and losses through to its investors. Like a non-traded REIT, it usually has no public market for its units. Investors often wait years for a sale or a liquidation to get their money back.

Because of that, a recommendation has to fit the customer's need for cash and tolerance for risk. The pending claims naming Kelley Slaught involve both product types, according to BrokerCheck. When we review a claim like this, we start with the offering documents the customer signed and what the broker said about them.

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Questions About An Account Handled By Kelley Slaught?

FINRA member firms must supervise the activities of their brokers. If you have questions about an account that Kelley Slaught handled, call Soreide Law Group at (888) 760-6552. You can also reach us online to speak with a securities attorney. FINRA arbitration is a national forum, so we represent investors in FINRA arbitration across the country. We handle these claims on a contingency fee basis. Learn how FINRA arbitration works.

Sources

This post summarizes public FINRA records, including BrokerCheck, as of November 7, 2026. Allegations in customer complaints and arbitrations are claims, not findings. Pending claims remain open and undecided. A settlement is also not an admission of wrongdoing. FINRA may also update or correct these records after that date.

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