Investors might have sustained losses due to securities broker Derek Guy McLean [CRD: 1939560, Chino, California], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McLean worked for First Allied Securities Inc. from May 30, 2008, to September 8, 2022, and later registered with Cetera Investment Advisers LLC on November 12, 2020, […]

Investors apparently complained about securities broker Kevin Clinton Loyd Jr [CRD: 4447419, Town and Country, Missouri], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Loyd worked for First Allied Securities Inc. from December 16, 2013, to September 8, 2022; Cetera Advisors LLC from September 8, 2022, to June […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have incurred losses due to the actions of securities broker Daniel Edward Brunette (also known as Dan Brunette) [CRD: 813924, Indianapolis, Indiana]. Daniel Brunette has been registered with Cetera Advisors LLC and Cetera Investment Advisers LLC since 2020 and 2022, respectively, and […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained losses through the actions of securities broker Stephen Curtis Lawler Jr. (CRD: 1193477, Peoria, Illinois). Lawler has been registered with Cetera Advisors LLC since September 8, 2022, and with Cetera Financial advisors LLC since November 12, 2020. Notably, he […]

Investors have come forward with complaints about securities broker Jeffrey Brian Forehand (also known as Jeff Forehand) (CRD: 1618003, Myrtle Beach, South Carolina). Evidently, the securities broker, who worked for First Allied Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, First Allied Securities Inc. clients allege that Forehand made unsuitable […]

Investors complained about securities broker Edward Chong Yoon (CRD: 2408137, Pasadena, California). Notably, the securities broker, who worked for First Allied Securities Inc., disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Namely, First Allied Securities Inc. clients allege that Yoon made unsuitable recommendations. For more on these disclosures about Yoon, see below. First […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Brian Donnelly AKA Brian F. Donnelly [CRD#: 4288121, Iselin, NJ]. However, Donnelly denies the allegations. Read on to learn more about the allegations against Donnelly. First Allied Securities Broker Sanctioned By FINRA For Private Securities Transactions Evidently, on June 21, 2022, FINRA issued […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Kimberly Barentsen AKA Kimberly Ann Bielema and Kimberly Ann Bietema [CRD#: 2092280, Walnut Creek, CA]. Evidently, investors disputed the sales practices of the securities broker, who worked for First Allied Securities. Additionally, the securities broker discloses a regulatory enforcement action. However, Barentsen denies […]

Investors Bring Disputes About Securities Broker Danny Chancellor BrokerCheck contains important information regarding securities broker William Danny Chancellor “Danny Chancellor” (CRD#: 1277838, Ridgeland, Mississippi). It appears that the disclosures involving Chancellor concern his employment at Cambridge Investment Research (his employer from 2009 to 2012) and First Allied Securities Inc. (his employer from 2012 to 2017). […]