One or more investors might have sustained losses due to securities broker Kevin Patrick O’Sullivan [CRD: 4499275, Quincy, Massachusetts], based on publicly available information reported on FINRA BrokerCheck. Kevin O’Sullivan has worked with Commonwealth Financial Network in Quincy, Massachusetts since September 23, 2016, as a broker, and since September 26, 2016, as an investment adviser. Read on to find out more the disclosures involving Kevin O’Sullivan and the nature of the client allegations he faces.
Notably, on August 30, 2024, a Lincoln Financial Advisors client filed FINRA Arbitration No. 24-01855 about Kevin O’Sullivan. Mainly, the client alleged that O’Sullivan made unsuitable recommendations. Because of this, the client allegedly sustained damages on oil and gas investments. Consequently, the client requested $300,000.00 in compensation from Lincoln Financial Advisors or O’Sullivan. It appears that this arbitration is ongoing.
Evidently, a client of Lincoln Financial Advisors contested Kevin O’Sullivan’s sales practices by filing FINRA Arbitration No. 22-00744. Allegedly, O’Sullivan made unsuitable recommendations relating to oil and gas investments. Therefore, Lincoln Financial Advisors opted to settle the matter on October 6, 2023, by compensating the client in the amount of $318,458.98.
Do you need clarification on any investment losses relating to Kevin O’Sullivan? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a possible recovery of your losses. Soreide Law Group has recovered losses for clients throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. O’Sullivan and the firms O’Sullivan worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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