One or more investors might have sustained losses due to securities broker Kevin Patrick O’Sullivan [CRD: 4499275, Quincy, Massachusetts], based on publicly available information reported on FINRA BrokerCheck. Kevin O’Sullivan has worked with Commonwealth Financial Network in Quincy, Massachusetts since September 23, 2016, as a broker, and since September 26, 2016, as an investment adviser. Read on to find out more the disclosures involving Kevin O’Sullivan and the nature of the client allegations he faces.
Notably, on August 30, 2024, a Lincoln Financial Advisors client filed FINRA Arbitration No. 24-01855 about Kevin O’Sullivan. Mainly, the client alleged that O’Sullivan made unsuitable recommendations. Because of this, the client allegedly sustained damages on oil and gas investments. Consequently, the client requested $300,000.00 in compensation from Lincoln Financial Advisors or O’Sullivan. It appears that this arbitration is ongoing.
Evidently, a client of Lincoln Financial Advisors contested Kevin O’Sullivan’s sales practices by filing FINRA Arbitration No. 22-00744. Allegedly, O’Sullivan made unsuitable recommendations relating to oil and gas investments. Therefore, Lincoln Financial Advisors opted to settle the matter on October 6, 2023, by compensating the client in the amount of $318,458.98.
Do you need clarification on any investment losses relating to Kevin O’Sullivan? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a possible recovery of your losses. Soreide Law Group has recovered losses for clients throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. O’Sullivan and the firms O’Sullivan worked for deny accusations of sales practice violations.
FRANCISCO M GOMEZ (FRANCISCO MANUEL GOMEZ, FRANK GOMEZ) has been suspended by FINRA from acting as a broker with a start date of 4/6/2026. The “Regulatory” disclosure was dated 3/13/2026. The allegations against Gomez were, “Respondent Gomez failed to respond to FINRA requests for information.” The duration of the suspension was listed as, “Continues until […]
Investors apparently complained about securities broker Gianpaolo Bicego (also known as Paolo Bicego) [CRD: 5211610, Beverly Hills, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gianpaolo Bicego worked for J.P. Morgan Securities LLC from February 17, 2010, through October 25, 2023, and has been registered with Wells Fargo Clearing […]
Investors may have suffered financial harm by securities broker Daniel Malcolm Makin [CRD: 4367894, Westerly, Rhode Island], given the disclosures on FINRA BrokerCheck. Makin worked for Raymond James Financial Services Inc. from March 21, 2001, to September 30, 2025. Investors should read below to review the disclosures reported on his record. Raymond James Investor Accused […]
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