Investors apparently complained about securities broker Michael Maggiore [CRD: 5596240, Colts Neck, New Jersey], according to disclosures on FINRA BrokerCheck. According to the regulator, Maggiore has worked for Equitable Advisors LLC since October 2, 2008, working from offices in Colts Neck, New Jersey, Woodbridge, New Jersey, and Naples, Florida. Read on to learn more about the securities broker’s disclosures.
Specifically, a client of Equitable Advisors LLC filed FINRA Arbitration No. 23-03300 about Michael Maggiore. The client alleged that Maggiore made unsuitable recommendations concerning a real estate security. Because of this, the client allegedly sustained damages. Therefore, on January 14, 2025, Equitable Advisors LLC settled this matter by paying the client $28,350.15 in damages, with Maggiore individually contributing $27,437 to the settlement.
Notably, a client of AXA Advisors LLC contested Michael Maggiore’s sales practices, according to a complaint dated December 10, 2014. Allegedly, Maggiore made misrepresentations regarding the sale of a variable life insurance policy. It appears that Maggiore allegedly caused the client to sustain damages. Therefore, the client sought damages from AXA Advisors LLC or Maggiore. On January 28, 2015, the firm denied the complaint, finding no basis for the client’s allegations.
Are you looking for more information about Michael Maggiore? If you incurred losses, get in touch with Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney concerning a possible recovery. Soreide Law Group has recovered losses for investors throughout the country, works on a contingency fee basis, and advances all costs. Maggiore and brokerage firms Maggiore worked for deny accusations of sales practice violations.
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