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December 6, 2025
Brandon Spano Fined By FINRA, Linked To Equitable Advisors Client’s Misappropriation Claim

FINRA sanctioned securities broker Brandon Vito Spano [CRD: 4601257, Saddle Brook, New Jersey], and investors complained about him, based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Spano worked for MML Investors Services LLC from August 22, 2023, to December 13, 2023; Equitable Advisors LLC from January 3, 2019, to June […]

April 5, 2025
Jerry Kiefer Facing Equitable/AXA Client Disputes Concerning Misrepresentation

Investors might have sustained losses due to securities broker Kiefer [CRD: 2271043, Edmond, Oklahoma], according to disclosures on FINRA BrokerCheck. Kiefer has been registered with Equitable Advisors LLC since June 2, 2006. Previously, he was associated with AXA Advisors. Keep reading to learn more about the disclosures concerning Kiefer. Equitable Advisors LLC Investor Accused Jerry […]

March 26, 2025
Michael Maggiore Facing Equitable Client Disputes About Unsuitable Investments

Investors apparently complained about securities broker Michael Maggiore [CRD: 5596240, Colts Neck, New Jersey], according to disclosures on FINRA BrokerCheck. According to the regulator, Maggiore has worked for Equitable Advisors LLC since October 2, 2008, working from offices in Colts Neck, New Jersey, Woodbridge, New Jersey, and Naples, Florida. Read on to learn more about […]

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