Investors apparently complained about securities broker Kenneth David Kohn (also known as Ken Kohn) [CRD: 1575332, Melville, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kenneth Kohn has been registered as a securities broker with Equitable Advisors LLC since June 1, 2005, and as a financial advisor with Equitable Advisors […]

Investors might have sustained losses due to securities broker James Thomas Chapman (also known as Tom Chapman) [CRD: 4837315, Vestavia Hills, Alabama], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Chapman worked for Equitable Advisors LLC from September 28, 2004, to December 11, 2025. See the following information to discover more about […]

FINRA sanctioned securities broker Brandon Vito Spano [CRD: 4601257, Saddle Brook, New Jersey], and investors complained about him, based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Spano worked for MML Investors Services LLC from August 22, 2023, to December 13, 2023; Equitable Advisors LLC from January 3, 2019, to June […]

Investors might have sustained losses due to securities broker Kiefer [CRD: 2271043, Edmond, Oklahoma], according to disclosures on FINRA BrokerCheck. Kiefer has been registered with Equitable Advisors LLC since June 2, 2006. Previously, he was associated with AXA Advisors. Keep reading to learn more about the disclosures concerning Kiefer. Equitable Advisors LLC Investor Accused Jerry […]

Investors apparently complained about securities broker Michael Maggiore [CRD: 5596240, Colts Neck, New Jersey], according to disclosures on FINRA BrokerCheck. According to the regulator, Maggiore has worked for Equitable Advisors LLC since October 2, 2008, working from offices in Colts Neck, New Jersey, Woodbridge, New Jersey, and Naples, Florida. Read on to learn more about […]