April 12, 2026

Michael Maggiore Linked To Equitable Advisors LLC Investor Complaint About Misrepresentation

woman with glasses in front of a line graph smiling at the camera

Investors potentially incurred losses because of securities broker Michael Maggiore [CRD: 5596240, Woodbridge, New Jersey], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Maggiore worked for Equitable Advisors LLC from October 2, 2008, to the present, including registrations in Woodbridge, New Jersey; Colts Neck, New Jersey; and Naples, Florida. Investors are encouraged to continue reading to discover more about the disclosures involving this securities broker.

Equitable Advisors Investor Accused Maggiore Of Sales Practice Violations

Notably, on September 22, 2025, an Equitable Advisors LLC client filed a complaint about Michael Maggiore. Mainly, the client alleged that Maggiore made misrepresentations in connection with two variable annuities sold in 2020 and 2022, which were not aligned with the client’s needs. For this reason, the client allegedly sustained damages pertaining to those variable annuities. Consequently, the client requested compensation from Equitable Advisors LLC or Maggiore. The complaint was denied on October 7, 2025.

Michael Maggiore Disclosed Unsuitable Recommendations Allegations By Equitable Advisors LLC Client

Specifically, a client of Equitable Advisors LLC contested Maggiore’s sales practices by filing FINRA Arbitration No. 23-03300. Allegedly, Maggiore made unsuitable recommendations involving real estate investment trusts (REITs). It appears that Maggiore allegedly caused the client to sustain damages linked to the real estate securities. As a result, Equitable Advisors LLC opted to settle the matter on January 14, 2025, by compensating the client in the amount of $28,350.15.

AXA Advisors Investor Accused Maggiore Of Misrepresentation

Additionally, on December 10, 2014, an AXA Advisors LLC client filed a complaint about Michael Maggiore. Primarily, the client alleged that Maggiore made misrepresentations in the sale of a variable life insurance policy. Because of this, the client allegedly incurred damages. Therefore, the client requested compensation from AXA Advisors LLC or Maggiore. The complaint was denied on January 28, 2015.

Did You Sustain Losses Because Of Securities Broker / Financial Advisor Michael Maggiore?

Did you suffer any investment-related losses because of Michael Maggiore? Get in touch with Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for many investors throughout the United States. Also, the firm works on a contingency fee arrangement and advances all costs. Maggiore and brokerage firms Maggiore worked for deny any allegations of sales practice violations.

S H A R E   T H I S   P O S T

Recent Posts

July 11, 2026
Cambridge Investment Research Sanctioned By FINRA Over UIT Recommendations

Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]

July 10, 2026
Infinity Financial Services Sanctioned By FINRA Over Variable Annuity Supervision Failures

Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]

July 10, 2026
NextGenTech Investments LLC Losses?

Soreide Law Group is investigating potential investor claims involving losses in NextGenTech Investments LLC, a private fund managed by Sestante Capital LLC that purported to provide investors with economic exposure to shares of private companies, including Anduril Industries. Recent criminal proceedings involving Sestante Capital's manager have raised significant concerns regarding the offering, the representations made […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved