Michelle Osborne Involved In Emerson Equity Investor Complaint About Negligence

Investors might have sustained losses due to securities broker Michelle Fisher Osborne (also known as Michelle Osborne Fleming and Michelle Fisher Rachfalski) [CRD: 2256998, East Largo, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michelle Osborne worked for Emerson Equity LLC beginning on November 8, 2023, and previously worked for Cape Securities Inc. from August 1, 2017, to June 16, 2020, and again from November 10, 2020, to November 9, 2023. Investors are encouraged to continue reading to learn more about the disclosures involving this securities broker.

Emerson Equity Investor Accused Osborne Of Breach Of Fiduciary Duty, Breach Of Contract

Specifically, on November 21, 2025, an Emerson Equity LLC client filed FINRA Arbitration No. 25-02562 concerning Michelle Osborne. Primarily, the client alleged that Osborne made unsuitable recommendations, breached her fiduciary duty, was negligent, made misrepresentations and omissions, and breached a contract. For this reason, the client allegedly sustained damages related to real estate securities. Therefore, the client requested compensatory damages from Emerson Equity LLC or Osborne. It appears that this arbitration is ongoing.

Emerson Equity LLC Investor Accused Michelle Osborne Of Misrepresentation, Negligence

Evidently, on November 6, 2025, an Emerson Equity LLC client filed a complaint about Michelle Osborne. Mainly, the client alleged that Osborne made misrepresentations and omissions, was negligent, breached her fiduciary duty, breached a contract, and made unsuitable recommendations in connection with Regulation Best Interest. Because of this, the client allegedly experienced damages relating to real estate securities. As a result, the client requested compensatory damages of $389,000 from Emerson Equity LLC or Osborne. The client’s claims are asserted in FINRA Arbitration No. 25-02415, filed on November 4, 2025, and the matter is pending.

Cape Securities Inc. Disclosed Unsuitable Recommendations Allegations By Client

Also, a client of Cape Securities Inc. disputed Osborne’s sales practices by filing a written complaint on August 30, 2018. Allegedly, Osborne made unsuitable recommendations, and the client claimed to be unaware of surrender charges. It appears that Osborne caused the client to sustain damages associated with variable annuities. Consequently, the client sought compensation from Cape Securities Inc. or Osborne in the amount of $575,000, and this matter was denied and closed on August 24, 2020.

Did You Invest With Financial Advisor / Securities Broker Michelle Osborne?

Did you experience losses because of Michelle Osborne? If so, reach out to Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients located throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Osborne and brokerage firms Osborne worked for deny allegations of sales practice violations.