John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Soreide Law Group is investigating possible investor claims against securities broker Nisreen Nina Kallabat Byrne (also known as Nina Byrne) [CRD: 2223199, Bloomfield Hills, Michigan]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for J.P. Morgan Securities LLC. Evidently, investors allege sales practice violations in these disputes, including improper advice. Here is a brief summary of the disclosures about Byrne.
Notably, on March 10, 2023, a J.P. Morgan Securities LLC client filed FINRA Arbitration: 23-00591 about Nina Byrne. Namely, the client alleged that Byrne made unsuitable recommendations. Because of this, the client allegedly sustained damages. Therefore, the client requested at least $100,000 in compensation from J.P. Morgan Securities LLC or Byrne. Evidently, this arbitration is pending a resolution.
Also, a client of J.P. Morgan Securities LLC contested Nina Byrne’s sales practices, according to a complaint dated February 10, 2013. Allegedly, Byrne made misrepresentations. Supposedly, Byrne caused the client to sustain damages. Therefore, the client asked for compensatory relief from J.P. Morgan Securities LLC or Byrne in the amount of $5,000. However, the securities firm and broker denied this complaint.
Particularly, on July 16, 2010, a Chase Investment Services Corp. client filed a complaint about Nina Byrne. Namely, the client alleged misrepresentation and unsuitability. Because of this, the client allegedly sustained damages on variable annuities. Therefore, the client requested $11,068.86 in compensation from Chase Investment Services Corp. or Byrne. However, the securities firm and broker denied this complaint.
Specifically, a client of Chase Investment Services Corp. contested Nina Byrne’s sales practices, according to a complaint dated January 20, 2009. Allegedly, Byrne made unsuitable recommendations and made misrepresentations. Supposedly, Byrne caused the client to sustain damages on variable annuities. Therefore, the client requested compensatory relief from Chase Investment Services Corp. or Byrne in the amount of $38,216.94 in this matter. However, the securities firm and broker denied this complaint.
Particularly, a Banc One Securities Corporation client filed NASD Arbitration: 03-02946 about Nina Byrne. Namely, the client alleged that Byrne breached a contract, was negligent, and breached a fiduciary duty. Because of this, the client allegedly sustained damages on mutual funds. Therefore, on January 21, 2005, a FINRA Arbitration Panel issued an Award ordering Banc One Securities Corporation and Byrne to pay the client $175,000 in compensatory damages.
Nina Byrne worked for J.P. Morgan Securities LLC as a securities broker since October 2012.
Did you experience losses through Nina Byrne? If so, get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group, a firm that has recovered money for investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Byrne and brokerage firms Byrne worked for deny any and all allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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