Norman Harp Facing Client Complaints Over Alleged Negligence

Investors might have sustained losses due to securities broker Norman Ray Harp [CRD: 2480563, Leawood, Kansas], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Norman Harp worked for Moloney Securities Co. Inc. from July 21, 2008, to December 12, 2017, and is currently registered with B.B. Graham Company Inc. since December 12, 2017, and Retirement Resources Inc. since March 19, 2013. Keep reading to learn more about Norman Harp's disclosures.

B.B. Graham Company Inc. Investor Accused Harp Of Negligence

Also, on July 31, 2023, a B.B. Graham Company Inc. client filed FINRA Arbitration No. 23-01959 about Norman Harp. Supposedly, Harp was negligent and provided unsuitable advice. Because of this, the client allegedly sustained damages on corporate bonds. Therefore, the client requested $101,000 in compensation from B.B. Graham Company Inc. or Harp. Evidently, this arbitration is pending a resolution.

Norman Harp Disclosed Unsuitable Recommendations Allegations By Royal Alliance Client

Particularly, a client of Royal Alliance contested Norman Harp's sales practices, according to a complaint dated August 20, 2011. Allegedly, Harp made unsuitable recommendations. It appears that Harp allegedly caused the client to sustain damages on variable annuities. Therefore, the client sought compensatory relief from B.B. Graham Company Inc. or Harp in the amount of $6,010.00. However, the firm denied this complaint.

Did You Sustain Losses Because Of Harp?

Did you suffer losses because of Norman Harp? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Harp and brokerage firms he worked for deny accusations of sales practice violations.