John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

Investors potentially incurred losses because of securities broker Pamela Nisbet McWhorter (also known as Pam McWhorter, Pamela McWhorter-Libby, and Pamela Hurley) [CRD: 1137851, Smithfield, Virginia], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McWhorter worked for Edward Jones from February 1, 2018, to April 1, 2024, and later registered with Newbridge Securities Corporation and NFSG Corporation beginning in May 2024. Continue reading to discover more about McWhorter’s disclosures.
Notably, on June 3, 2025, an Edward Jones client filed FINRA Arbitration No. 25-01116 about Pamela McWhorter. Mainly, the client alleged that McWhorter engaged in margin misuse. Because of this, the client allegedly experienced damages. As a result, the client requested $750,000 in compensation from Edward Jones or McWhorter. It appears that this arbitration is pending a resolution.
Particularly, Edward Jones disaffiliated with McWhorter on March 6, 2024. Allegedly, McWhorter did not adhere to firm policies relating to margin accounts.
Are you concerned regarding investments you made through Pamela McWhorter? Contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. McWhorter and brokerage firms McWhorter worked for deny allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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