Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
Investors apparently complained about securities broker Rainer Rudi Hohlbein (also known as Rainer Rudi Hohlbeim) [CRD: 1282146, Verona, Wisconsin], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hohlbein worked for LPL Financial LLC from October 11, 2011, to October 13, 2021. See the following information to find out more about the disclosures involving this securities broker.
Notably, an LPL Financial LLC client filed FINRA Arbitration No. 24-00611 about Rainer Hohlbein. Mainly, the client alleged that Hohlbein made unsuitable recommendations concerning an investment that did not align with the client’s objectives and risk tolerance. Because of this, the investor allegedly sustained damages linked to real estate securities (REITs). As a result, on May 6, 2025 LPL Financial LLC settled this matter by paying the client $10,800 in damages.
Additionally, a client of LPL Financial LLC contested Hohlbein’s sales practices, according to a complaint. Allegedly, Hohlbein made omissions by not clearly explaining the process required to request a step-up benefit tied to a variable annuity during February 20, 2015, to February 21, 2015. It appears that Hohlbein allegedly caused the client to suffer damages associated with variable annuities. Therefore LPL Financial LLC opted to settle the matter on March 11, 2015, by compensating the client in the amount of $6,558.15.
Do you need clarification on any investment losses relating to Rainer Hohlbein? You should contact Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. Hohlbein and brokerage firms Hohlbein worked for deny any accusations of sales practice violations.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
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