Investors potentially experienced sales practice violations by securities broker Raymond Noel Garner [CRD: 1489704, Saint Augustine, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Garner worked for Lifemark Securities Corp. from November 6, 2018, to July 15, 2020. Read on to find out more about the disclosures involving this former securities broker.
Notably, on July 24, 2025, a Lifemark Securities Corp. client filed FINRA Arbitration No. 25-01512 about Raymond Garner. Primarily, the client alleged that Garner made unsuitable recommendations, breached a contract, breached his fiduciary duty, and was negligent. For this reason, the client allegedly incurred damages linked to corporate bonds. As a result, the client requested $130,000 in damages from Lifemark Securities Corp. or Garner. It appears that this arbitration is pending a resolution.
Evidently, a client of Compass Brokerage Inc. contested Raymond Garner’s sales practices, according to a complaint dated September 11, 2007. Allegedly, Garner made unsuitable recommendations and made omissions. It appears that Garner allegedly caused the investor to sustain damages connected to fixed annuities. Consequently, the client sought compensation from Compass Brokerage Inc. or Garner in the amount of $70,000 in this matter. However, this complaint closed without a resolution.
Did you suffer any investment-related losses because of Raymond Garner? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Garner and brokerage firms Garner worked for deny allegations of sales practice violations.
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