Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Robert James McKee (also known as Bob McKee) (CRD# 1223331) of Michigan City, Indiana. McKee has been registered with LPL Financial LLC since July 30, 2019. Throughout his 40-year career, he has been associated with multiple firms, including SagePoint Financial Inc., Next Financial Group Inc., and Raymond James Financial Services.
Recent disclosures highlight concerns regarding McKee’s conduct, particularly related to client disputes over unsuitable investment recommendations.
On April 18, 2024, a client dispute was filed against McKee, alleging that he made an unsuitable recommendation and sale of an alternative investment while employed at SagePoint Financial Inc. The client sought $20,000 in damages, citing concerns over the real estate security investment. On October 2, 2024, the matter was settled for $10,000, with no individual contribution from McKee. (FINRA Arbitration No. 24-00837).
Additionally, on March 19, 2024, another client dispute was filed, alleging that an investment made in 2015 was unsuitable for the client's investment objectives and risk tolerance. This claim, related to a real estate security, was later withdrawn on May 20, 2024. McKee responded to the allegations, stating that the client had understood the risks and that the investment was suitable at the time of recommendation. (FINRA Arbitration No. 24-00611).
McKee is currently registered with LPL Financial LLC in Michigan City, Indiana, and Saint Joseph, Michigan. Before joining LPL Financial, he worked at SagePoint Financial Inc. from August 2012 to July 2019. Over his career, he has held multiple state licenses and registrations with regulatory bodies, including FINRA.
Looking for more information about Robert McKee? If so, reach out to Soreide Law Group online or call (888) 760-6552 to consult with a securities lawyer. Soreide Law Group works on a contingency basis and advances all costs. The firm assists investors across the country with recovering losses from sales practice misconduct. McKee and LPL Financial LLC deny any wrongdoing related to the allegations of unsuitable investment recommendations.
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