Robert Metz Of Fidelity Brokerage Services LLC Barred By FINRA For Noncompliance

Securities broker Robert Leroy Metz [CRD: 7282890, Covington, Kentucky] is barred, given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Metz was registered with Fidelity Brokerage Services LLC from November 12, 2020, to June 18, 2025. Continue reading to find out more about the disclosures involving Metz.

FINRA Barred Metz For Failure To Respond

Particularly, on May 15, 2026, FINRA resolved Case 2025086455301 by permanently barring Robert Metz from associating with any FINRA member in any capacity. FINRA alleged that Metz did not provide information requested by the regulator.

According to the disclosure, FINRA sent Metz a notice of suspension on February 12, 2026, followed by a suspension letter dated March 10, 2026. The suspension arose from Metz’s alleged failure to respond to FINRA’s requests for information.

FINRA stated that Metz did not seek to have the suspension terminated within three months of the initial notice. As a result, FINRA imposed an automatic, permanent bar under FINRA Rule 9552(h), effective May 15, 2026.

Robert Metz Discharged For Outside Business Activities

Specifically, Fidelity Brokerage Services LLC discharged Metz on May 20, 2025. The firm alleged in part that Metz participated in an outside business activity without reporting the activity to Fidelity as required. Outside business activities are paid or unpaid professional ventures conducted beyond a broker’s firm, such as consulting, selling products, operating a company, or serving another organization, often requiring disclosure and approval.

Did You Invest Through Securities Broker / Financial Advisor Metz?

Do you have concerns or questions regarding investments you made with Robert Metz? Get in touch with Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the United States. Also, our securities lawyers work on a contingency fee basis and advance all costs. Metz and brokerage firms Metz worked for deny accusations of sales practice violations.