In June 2024, a customer claim naming Amir Navab (CRD 2437020) settled at Great Gable Wealth Management for $180,000. His BrokerCheck report also shows settled disputes at UBS Financial Services, starting in 2004.
Securities broker Robert Leroy Metz [CRD: 7282890, Covington, Kentucky] is barred, given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Metz was registered with Fidelity Brokerage Services LLC from November 12, 2020, to June 18, 2025. Continue reading to find out more about the disclosures involving Metz.
Particularly, on May 15, 2026, FINRA resolved Case 2025086455301 by permanently barring Robert Metz from associating with any FINRA member in any capacity. FINRA alleged that Metz did not provide information requested by the regulator.
According to the disclosure, FINRA sent Metz a notice of suspension on February 12, 2026, followed by a suspension letter dated March 10, 2026. The suspension arose from Metz’s alleged failure to respond to FINRA’s requests for information.
FINRA stated that Metz did not seek to have the suspension terminated within three months of the initial notice. As a result, FINRA imposed an automatic, permanent bar under FINRA Rule 9552(h), effective May 15, 2026.
Specifically, Fidelity Brokerage Services LLC discharged Metz on May 20, 2025. The firm alleged in part that Metz participated in an outside business activity without reporting the activity to Fidelity as required. Outside business activities are paid or unpaid professional ventures conducted beyond a broker’s firm, such as consulting, selling products, operating a company, or serving another organization, often requiring disclosure and approval.
Do you have concerns or questions regarding investments you made with Robert Metz? Get in touch with Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the United States. Also, our securities lawyers work on a contingency fee basis and advance all costs. Metz and brokerage firms Metz worked for deny accusations of sales practice violations.
In June 2024, a customer claim naming Amir Navab (CRD 2437020) settled at Great Gable Wealth Management for $180,000. His BrokerCheck report also shows settled disputes at UBS Financial Services, starting in 2004.
Centaurus Financial appears as the firm on a pending customer arbitration against Brett Ewing (CRD 2904608). The customer filed it on September 14, 2026. According to BrokerCheck, the customer alleges that Ewing recommended unsuitable, illiquid investments from February 2016 through February 2019. Ewing denies the allegations, and no arbitrator has ruled.
FINRA found that Eric Kleiner (CRD 4135180) refused to provide documents and information it requested during an investigation. Without admitting or denying the findings, Kleiner consented to the sanction and to the entry of findings.
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