Investors have reportedly disputed the sales practices of securities broker Robert Allen Moore Jr. [CRD: 2051333, Marlton, New Jersey], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Moore worked for J. Alden Associates Inc. from July 6, 2022, and previously for Purshe Kaplan Sterling Investments from October 10, 2016, to June 2, 2022, while also registering with Pine Valley Investments beginning April 1, 2016. Keep reading for details about Moore’s disclosures.
Evidently, on August 20, 2025, a Purshe Kaplan Sterling Investments client filed FINRA Arbitration No. 25-01742 about Robert Moore. Mainly, the client alleged that Moore breached his fiduciary duty, was negligent, and made misrepresentations based on a recommendation to invest in Spring Hills Holdings. For this reason, the client allegedly incurred damages associated with the real estate securities. Consequently, the client requested $900,000 in compensation from Purshe Kaplan Sterling Investments or Moore. It appears that this arbitration is pending a resolution.
Also, a client of Morgan Stanley Dean Witter contested Robert Moore’s sales practices, based on a complaint. Allegedly, Moore made unsuitable recommendations. It appears that Moore allegedly caused the client to sustain damages connected to government bonds purchased in November 2005. Therefore, Morgan Stanley Dean Witter opted to settle the matter on September 14, 2011, by compensating the client in the amount of $1,500.
Did you experience losses because of Robert Moore? If so, reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities lawyer regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Moore and brokerage firms Moore worked for deny allegations of sales practice violations.
On August 6, 2026, a customer filed a $400,000 FINRA arbitration naming Chad McQuade (CRD 5436281) and Northwestern Mutual. The claim involves outside, third-party real estate investments. It is pending, and McQuade disputes it in a written response.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
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