Robert Moore Linked To Purshe Kaplan Sterling Investor Complaint About Misrepresentation

Investors have reportedly disputed the sales practices of securities broker Robert Allen Moore Jr. [CRD: 2051333, Marlton, New Jersey], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Moore worked for J. Alden Associates Inc. from July 6, 2022, and previously for Purshe Kaplan Sterling Investments from October 10, 2016, to June 2, 2022, while also registering with Pine Valley Investments beginning April 1, 2016. Keep reading for details about Moore’s disclosures.

Purshe Kaplan Sterling Investments Investor Accused Moore Of Breach Of Fiduciary Duty

Evidently, on August 20, 2025, a Purshe Kaplan Sterling Investments client filed FINRA Arbitration No. 25-01742 about Robert Moore. Mainly, the client alleged that Moore breached his fiduciary duty, was negligent, and made misrepresentations based on a recommendation to invest in Spring Hills Holdings. For this reason, the client allegedly incurred damages associated with the real estate securities. Consequently, the client requested $900,000 in compensation from Purshe Kaplan Sterling Investments or Moore. It appears that this arbitration is pending a resolution.

Robert Moore Disclosed Unsuitable Recommendations Allegations By Morgan Stanley Dean Witter Client

Also, a client of Morgan Stanley Dean Witter contested Robert Moore’s sales practices, based on a complaint. Allegedly, Moore made unsuitable recommendations. It appears that Moore allegedly caused the client to sustain damages connected to government bonds purchased in November 2005. Therefore, Morgan Stanley Dean Witter opted to settle the matter on September 14, 2011, by compensating the client in the amount of $1,500.

Did You Sustain Losses Because Of Financial Advisor / Securities Broker Moore?

Did you experience losses because of Robert Moore? If so, reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities lawyer regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Moore and brokerage firms Moore worked for deny allegations of sales practice violations.